MONTGOMERY WILLIAM purchased 25.6% of their position (95.04K shares) of ALJ REGIONAL HOLDINGS INC on the open market

Open‑market purchase worth $145.8K — a significant purchase. The strongest form of insider conviction signal.

P · 3 purchases

MONTGOMERY WILLIAM

Filed: 9/8/2022ACC: 0000921895-22-002625

InsiderMONTGOMERY WILLIAMCIK 1565119

→

IssuerALJ REGIONAL HOLDINGS INCCIK 1438731

10% Owner

Since Aug 2022

+95.04K

Net shares

Net buyer

$145.8K

Total acquired

Open market trades

3B · 0S

Total transactions

95.04K acquired

Non-Derivative Transactions3

Common Stock, par value $0.01 per share

Indirect

P · Purchase

+44.72K

Price / share

$1.51

Trade value

$67.62K

% of position

12.0%

9/6/2022

371.13K→415.85K

Common Stock, par value $0.01 per share

Indirect

P · Purchase

+50K

Price / share

$1.55

Trade value

$77.66K

% of position

12.0%

9/7/2022

415.85K→465.85K

Common Stock, par value $0.01 per share

Indirect

P · Purchase

+326.00

Price / share

$1.59

Trade value

$518.34

% of position

0.1%

9/8/2022

465.85K→466.17K

Total

Net shares

+95.04K

Net value

$145.80K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 per share Indirect	9/6/2022	P · Purchase	+44.72K	$1.51	$67.62K	12.0%	371.13K	415.85K
Common Stock, par value $0.01 per share Indirect	9/7/2022	P · Purchase	+50K	$1.55	$77.66K	12.0%	415.85K	465.85K
Common Stock, par value $0.01 per share Indirect	9/8/2022	P · Purchase	+326.00	$1.59	$518.34	0.1%	465.85K	466.17K
Total			+95.04K		$145.80K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)2

Common Stock, par value $0.01 per share

Indirect

Shares owned20K

Common Stock, par value $0.01 per share

Direct

Shares owned1.20M

Total

1.20M direct·20K indirect1.22M

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.01 per share	20K	Indirect
Common Stock, par value $0.01 per share	1.20M	Direct
Total	1.22M	1.20M direct·20K indirect

Derivative Holdings (Post-Transaction)1

Term Loan C Convertible Debt Participation

Indirect

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

2.99M

Shares owned

2.99M

Exercise price

0.54

Expiration

—

Exercise window

—

Total

Underlying

2.99M

Owned

2.99M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Term Loan C Convertible Debt Participation Indirect	Common Stock, par value $0.01 per share	0.54	—	—	2.99M	2.99M
Total					2.99M	2.99M