MONTGOMERY WILLIAM

PrivateCIK: 1565119
Location

NEW YORK, NY

MONTGOMERY WILLIAM purchased 53.9% of their position (130K shares) of ALJ REGIONAL HOLDINGS INC on the open market

Open‑market purchase worth $199.9K — a major conviction buy. The strongest form of insider conviction signal.

P · 3 purchases
InsiderMONTGOMERY WILLIAMCIK 1565119
IssuerALJ REGIONAL HOLDINGS INCCIK 1438731
10% Owner
Since Aug 2022
+130K
Net shares
Net buyer
$199.9K
Total acquired
3
Open market trades
3B · 0S
3
Total transactions
130K acquired
Non-Derivative Transactions3

Common Stock, par value $0.01 per share

Indirect
P · Purchase

Shares

+20K

Price / share

$1.74

Trade value

$34.70K

% of position

7.7%
8/22/2022
261.13K281.13K

Common Stock, par value $0.01 per share

Indirect
P · Purchase

Shares

+20K

Price / share

$1.50

Trade value

$30K

% of position

New position
8/22/2022
0.0020K

Common Stock, par value $0.01 per share

Indirect
P · Purchase

Shares

+90K

Price / share

$1.50

Trade value

$135.18K

% of position

32.0%
8/23/2022
281.13K371.13K
Total

Net shares

+130K

Net value

$199.88K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1

Common Stock, par value $0.01 per share

Direct
Shares owned1.20M
Total
1.20M direct1.20M
Derivative Holdings (Post-Transaction)1

Term Loan C Convertible Debt Participation

Indirect
Underlying security
Common Stock, par value $0.01 per share

Underlying shares

2.99M

Shares owned

2.99M

Exercise price

0.54

Expiration

Exercise window

Total

Underlying

2.99M

Owned

2.99M

MONTGOMERY WILLIAM — Insider Transaction (Form 4) Filed Aug 24, 2022 | Finecho