MONTGOMERY WILLIAM enters ALJ REGIONAL HOLDINGS INC with 1.47M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 8/24/2022ACC: 0000921895-22-002539
10% Owner
Since Aug 2022
1.47M
Baseline shares
82% direct
1.20M
Direct ownership
1 position
2.99M
Derivative underlying
1 instrument
2
Security positions
261.13K indirect
Non-Derivative Holdings2
Common Stock, par value $0.01 per share
IndirectShares owned261.13K
Common Stock, par value $0.01 per share
DirectShares owned1.20M
Total
1.20M direct·261.13K indirect1.47M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 per share | 261.13K | Indirect |
| Common Stock, par value $0.01 per share | 1.20M | Direct |
| Total | 1.47M | 1.20M direct·261.13K indirect |
Derivative Holdings1
Term Loan C Convertible Debt Participation
IndirectUnderlying security
Common Stock, par value $0.01 per share
Underlying shares
2.99M
Shares owned
N/A
Exercise price
0.54
Expiration
—
Exercise window
—
Total
Underlying
2.99M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Term Loan C Convertible Debt Participation Indirect | Common Stock, par value $0.01 per share | 0.54 | — | — | 2.99M | N/A |
| Total | 2.99M | 0.00 | ||||