MONTBRIAND JOEL R reported 2 transactions at COBIZ FINANCIAL INC
Review the transaction codes below to understand the nature of each event.
Filed: 10/3/2018ACC: 0001028734-18-000126
-11.71K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
11.71K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−1.72K
Price / share
—
Trade value
—
% of position
New position
10/1/2018
1.72K→0.00
Common Stock
Indirect
Shares
−6K
Price / share
—
Trade value
—
% of position
New position
10/1/2018
6K→0.00
Total
Net shares
−7.71K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/1/2018 | D · Disposition | −1.72K | — | — | New position | 1.72K | 0.00 |
| Common Stock Indirect | 10/1/2018 | D · Disposition | −6K | — | — | New position | 6K | 0.00 |
| Total | −7.71K | $0.00 | ||||||
Derivative Transactions4
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
1K shares
Shares
−1K
Strike price
6.62
Held after
0.00
Exercisable
—
10/1/2018
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
1K shares
Shares
−1K
Strike price
9.56
Held after
0.00
Exercisable
—
10/1/2018
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
1K shares
Shares
−1K
Strike price
11.08
Held after
0.00
Exercisable
—
10/1/2018
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
1K shares
Shares
−1K
Strike price
13.61
Held after
0.00
Exercisable
—
10/1/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock1K shares | 10/1/2018 | D · Disposition | −1K | 6.62 | — | 0.00 |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock1K shares | 10/1/2018 | D · Disposition | −1K | 9.56 | — | 0.00 |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock1K shares | 10/1/2018 | D · Disposition | −1K | 11.08 | — | 0.00 |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock1K shares | 10/1/2018 | D · Disposition | −1K | 13.61 | — | 0.00 |