MOLZ TODD E (See Remarks) reported 2 transactions at BROOKFIELD OAKTREE HOLDINGS, LLC
Review the transaction codes below to understand the nature of each event.
Filed: 10/2/2019ACC: 0000899243-19-024703
Officer· See Remarks
Since Mar 2019
-300.09K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
300.09K disposed
Non-Derivative Transactions2
Class A Units
Direct
Shares
−32.15K
Price / share
—
Trade value
—
% of position
27.0%
9/30/2019
119.20K→87.05K
Class A Units
Direct
Shares
−87.05K
Price / share
—
Trade value
—
% of position
New position
9/30/2019
87.05K→0.00
Total
Net shares
−119.20K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Direct | 9/30/2019 | D · Disposition | −32.15K | — | — | 27.0% | 119.20K | 87.05K |
| Class A Units Direct | 9/30/2019 | D · Disposition | −87.05K | — | — | New position | 87.05K | 0.00 |
| Total | −119.20K | $0.00 | ||||||
Derivative Transactions2
OCGH Units
Direct
Converts to
Class A Units
29.72K shares
Shares
−29.72K
Strike price
Held after
151.16K
Exercisable
—
9/30/2019
OCGH Units
Direct
Converts to
Class A Units
151.16K shares
Shares
−151.16K
Strike price
Held after
0.00
Exercisable
—
9/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Direct | Class A Units29.72K shares | 9/30/2019 | D · Disposition | −29.72K | — | 151.16K | |
| OCGH Units Direct | Class A Units151.16K shares | 9/30/2019 | D · Disposition | −151.16K | — | 0.00 |