MOLZ TODD E (See Remarks) exercised options at BROOKFIELD OAKTREE HOLDINGS, LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/17/2019ACC: 0000899243-19-014048
Officer· See Remarks
Since Mar 2019
-10K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
10K acquired · 20K disposed
Non-Derivative Transactions2
Class A Units
Direct
Shares
+10K
Price / share
—
Trade value
—
% of position
8.4%
5/15/2019
119.20K→129.20K
Class A Units
Direct
Shares
−10K
Price / share
—
Trade value
—
% of position
7.7%
5/16/2019
129.20K→119.20K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Units Direct | 5/15/2019 | M · Option Exercise | +10K | — | — | 8.4% | 119.20K | 129.20K |
| Class A Units Direct | 5/16/2019 | G · Gift | −10K | — | — | 7.7% | 129.20K | 119.20K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
OCGH Units
Direct
Converts to
Class A Units
10K shares
Shares
−10K
Strike price
Held after
180.88K
Exercisable
—
5/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OCGH Units Direct | Class A Units10K shares | 5/15/2019 | M · Option Exercise | −10K | — | 180.88K |