Filed: 10/10/2023ACC: 0000950170-23-052624
0.00
Baseline shares
0.00
Direct ownership
0 positions
2.81M
Derivative underlying
4 instruments
0
Security positions
All direct
Non-Derivative Holdings0
No non-derivative holdings reported
Derivative Holdings4
Series A-1 Convertible Preferred Stock
IndirectUnderlying security
Common Stock and/or Series A-2 Preferred Stock
Underlying shares
2.75M
Shares owned
N/A
Exercise price
0.630
Expiration
—
Exercise window
—
Preferred Tranche B Warrants
IndirectUnderlying security
Series A-3 Preferred Stock
Underlying shares
12K
Shares owned
N/A
Exercise price
1000
Expiration
—
Exercise window
—
Preferred Tranche A Warrants
IndirectUnderlying security
Series A-1 and/or A-3 Convertible Preferred Stock
Underlying shares
16.27K
Shares owned
N/A
Exercise price
1000
Expiration
—
Exercise window
—
Preferred Tranche C Warrants
IndirectUnderlying security
Series A-3 Preferred Stock
Underlying shares
30K
Shares owned
N/A
Exercise price
1000
Expiration
—
Exercise window
—
Total
Underlying
2.81M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A-1 Convertible Preferred Stock Indirect | Common Stock and/or Series A-2 Preferred Stock | 0.630 | — | — | 2.75M | N/A |
| Preferred Tranche B Warrants Indirect | Series A-3 Preferred Stock | 1000 | — | — | 12K | N/A |
| Preferred Tranche A Warrants Indirect | Series A-1 and/or A-3 Convertible Preferred Stock | 1000 | — | — | 16.27K | N/A |
| Preferred Tranche C Warrants Indirect | Series A-3 Preferred Stock | 1000 | — | — | 30K | N/A |
| Total | 2.81M | 0.00 | ||||