Filed: 11/12/2020ACC: 0001493152-20-021185
DirectorOther
Since Nov 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
100K acquired · 100K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Stock Option
Direct
Converts to
Common Stock
100K shares
Shares
−100K
Strike price
2.48
Held after
0.00
Exercisable
—
8/27/2019
Stock Option
Direct
Converts to
Common Stock
100K shares
Shares
+100K
Strike price
0.605
Held after
100K
Exercisable
—
9/28/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock100K shares | 8/27/2019 | D · Disposition | −100K | 2.48 | — | 0.00 |
| Stock Option Direct | Common Stock100K shares | 9/28/2020 | A · Award | +100K | 0.605 | — | 100K |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned176.55K
Common Stock
IndirectShares owned26.69K
Common Stock
IndirectShares owned28.49K
Common Stock
DirectShares owned154.49K
Total
154.49K direct·231.73K indirect386.22K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 176.55K | Indirect |
| Common Stock | 26.69K | Indirect |
| Common Stock | 28.49K | Indirect |
| Common Stock | 154.49K | Direct |
| Total | 386.22K | 154.49K direct·231.73K indirect |
Derivative Holdings (Post-Transaction)3
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
50K
Exercise price
1.10
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
40K
Shares owned
40K
Exercise price
0.539
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
50K
Exercise price
0.385
Expiration
—
Exercise window
—
Total
Underlying
140K
Owned
140K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 1.10 | — | — | 50K | 50K |
| Stock Option Direct | Common Stock | 0.539 | — | — | 40K | 40K |
| Stock Option Direct | Common Stock | 0.385 | — | — | 50K | 50K |
| Total | 140K | 140K | ||||