MOCK JAMES M (Chief Financial Officer) exercised options at MODERNA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/8/2026ACC: 0001682852-26-000172
Officer· Chief Financial Officer
Since Mar 2026
-5.70K
Net shares
Net seller
$849.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
11.80K acquired · 17.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+11.80K
Price / share
—
Trade value
—
% of position
17.3%
9/4/2026
68.28K→80.08K
Common Stock
Direct
Shares
−5.70K
Price / share
$148.87
Trade value
$849.15K
% of position
7.1%
9/4/2026
80.08K→74.38K
Total
Net shares
+6.09K
Net value
-$849.15K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/4/2026 | M · Option Exercise | +11.80K | — | — | 17.3% | 68.28K | 80.08K |
| Common Stock Direct | 9/4/2026 | F · Tax Withholding | −5.70K | $148.87 | $849.15K | 7.1% | 80.08K | 74.38K |
| Total | +6.09K | -$849.15K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
11.80K shares
Shares
−11.80K
Strike price
Held after
106.18K
Exercisable
—
9/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock11.80K shares | 9/4/2026 | M · Option Exercise | −11.80K | — | 106.18K |