Filed: 11/14/2023ACC: 0000701059-23-000020
📋 What this filing means
MML INVESTORS SERVICES, LLC filed this quarterly 13F‑HR report disclosing 2295 equity positions with a total reported market value of $18.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2295
Positions
$18.07M
Total AUM (reported)
252.80M
Total Shares
Allocation by class
COM$4.98M27.6%
CORE S&P500 ETF$1.02M5.6%
CL A$321.5K1.8%
UNIT SER 1$291.4K1.6%
MSCI USA QLT FCT$259.0K1.4%
CORE TOTAL USD$244.2K1.4%
TR UNIT$237.3K1.3%
Portfolio Concentration
Top 3$1.66M9.2%
4–10$1.61M8.9%
11–25$2.21M12.2%
Rest$12.59M69.7%
Top 3 weight
9.2%
Top 10 weight
18.1%
Voting Authority Distribution
Total shares with voting rights: 252.80M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
252.80M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other2295
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings2295
Rows:
ISHARES TR
DFNDShares2.36M
TypeSH
Market value$1.02M
5.62%
Sole
0.00
Shared
2.36M
None
0.00
APPLE INC
DFNDShares1.90M
TypeSH
Market value$326.0K
1.80%
Sole
0.00
Shared
1.90M
None
0.00
MICROSOFT CORP
DFNDShares1M
TypeSH
Market value$315.9K
1.75%
Sole
0.00
Shared
1M
None
0.00
INVESCO QQQ TR
DFNDShares813.23K
TypeSH
Market value$291.4K
1.61%
Sole
0.00
Shared
813.23K
None
0.00
ISHARES TR
DFNDShares1.97M
TypeSH
Market value$259.0K
1.43%
Sole
0.00
Shared
1.97M
None
0.00
ISHARES TR
DFNDShares5.59M
TypeSH
Market value$244.2K
1.35%
Sole
0.00
Shared
5.59M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares551.08K
TypeSH
Market value$235.6K
1.30%
Sole
0.00
Shared
551.08K
None
0.00
AMAZON COM INC
DFNDShares1.58M
TypeSH
Market value$201.4K
1.11%
Sole
0.00
Shared
1.58M
None
0.00
VANGUARD TAX-MANAGED FDS
DFNDShares4.42M
TypeSH
Market value$193.1K
1.07%
Sole
0.00
Shared
4.42M
None
0.00
VANGUARD INDEX FDS
DFNDShares1.37M
TypeSH
Market value$189.4K
1.05%
Sole
0.00
Shared
1.37M
None
0.00
VANGUARD INDEX FDS
DFNDShares683.45K
TypeSH
Market value$186.1K
1.03%
Sole
0.00
Shared
683.45K
None
0.00
ISHARES TR
DFNDShares3.78M
TypeSH
Market value$184.8K
1.02%
Sole
0.00
Shared
3.78M
None
0.00
VANGUARD INDEX FDS
DFNDShares466.67K
TypeSH
Market value$183.3K
1.01%
Sole
0.00
Shared
466.67K
None
0.00
ISHARES TR
DFNDShares722.25K
TypeSH
Market value$180.1K
1.00%
Sole
0.00
Shared
722.25K
None
0.00
ISHARES TR
DFNDShares3.41M
TypeSH
Market value$168.9K
0.93%
Sole
0.00
Shared
3.41M
None
0.00
ISHARES TR
DFNDShares1.50M
TypeSH
Market value$154.1K
0.85%
Sole
0.00
Shared
1.50M
None
0.00
ISHARES TR
DFNDShares2.30M
TypeSH
Market value$147.8K
0.82%
Sole
0.00
Shared
2.30M
None
0.00
ISHARES TR
DFNDShares1.66M
TypeSH
Market value$143.5K
0.79%
Sole
0.00
Shared
1.66M
None
0.00
ALPHABET INC
DFNDShares1.05M
TypeSH
Market value$137.6K
0.76%
Sole
0.00
Shared
1.05M
None
0.00
ISHARES TR
DFNDShares505.71K
TypeSH
Market value$134.5K
0.74%
Sole
0.00
Shared
505.71K
None
0.00
NVIDIA CORPORATION
DFNDShares295.75K
TypeSH
Market value$128.7K
0.71%
Sole
0.00
Shared
295.75K
None
0.00
ISHARES INC
DFNDShares2.66M
TypeSH
Market value$126.7K
0.70%
Sole
0.00
Shared
2.66M
None
0.00
J P MORGAN EXCHANGE TRADED F
DFNDShares2.23M
TypeSH
Market value$119.3K
0.66%
Sole
0.00
Shared
2.23M
None
0.00
ISHARES TR
DFNDShares1.18M
TypeSH
Market value$110.9K
0.61%
Sole
0.00
Shared
1.18M
None
0.00
ISHARES TR
DFNDShares1.48M
TypeSH
Market value$107.1K
0.59%
Sole
0.00
Shared
1.48M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 2.36M | SH | $1.02M 5.62% | 0.00 | 2.36M | 0.00 |
APPLE INCDFND | COM | 1.90M | SH | $326.0K 1.80% | 0.00 | 1.90M | 0.00 |
MICROSOFT CORPDFND | COM | 1M | SH | $315.9K 1.75% | 0.00 | 1M | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 813.23K | SH | $291.4K 1.61% | 0.00 | 813.23K | 0.00 |
ISHARES TRDFND | MSCI USA QLT FCT | 1.97M | SH | $259.0K 1.43% | 0.00 | 1.97M | 0.00 |
ISHARES TRDFND | CORE TOTAL USD | 5.59M | SH | $244.2K 1.35% | 0.00 | 5.59M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 551.08K | SH | $235.6K 1.30% | 0.00 | 551.08K | 0.00 |
AMAZON COM INCDFND | COM | 1.58M | SH | $201.4K 1.11% | 0.00 | 1.58M | 0.00 |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 4.42M | SH | $193.1K 1.07% | 0.00 | 4.42M | 0.00 |
VANGUARD INDEX FDSDFND | VALUE ETF | 1.37M | SH | $189.4K 1.05% | 0.00 | 1.37M | 0.00 |
VANGUARD INDEX FDSDFND | GROWTH ETF | 683.45K | SH | $186.1K 1.03% | 0.00 | 683.45K | 0.00 |
ISHARES TRDFND | EAFE VALUE ETF | 3.78M | SH | $184.8K 1.02% | 0.00 | 3.78M | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 466.67K | SH | $183.3K 1.01% | 0.00 | 466.67K | 0.00 |
ISHARES TRDFND | CORE S&P MCP ETF | 722.25K | SH | $180.1K 1.00% | 0.00 | 722.25K | 0.00 |
ISHARES TRDFND | CORE DIV GRWTH | 3.41M | SH | $168.9K 0.93% | 0.00 | 3.41M | 0.00 |
ISHARES TRDFND | NATIONAL MUN ETF | 1.50M | SH | $154.1K 0.85% | 0.00 | 1.50M | 0.00 |
ISHARES TRDFND | CORE MSCI EAFE | 2.30M | SH | $147.8K 0.82% | 0.00 | 2.30M | 0.00 |
ISHARES TRDFND | EAFE GRWTH ETF | 1.66M | SH | $143.5K 0.79% | 0.00 | 1.66M | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.05M | SH | $137.6K 0.76% | 0.00 | 1.05M | 0.00 |
ISHARES TRDFND | RUS 1000 GRW ETF | 505.71K | SH | $134.5K 0.74% | 0.00 | 505.71K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 295.75K | SH | $128.7K 0.71% | 0.00 | 295.75K | 0.00 |
ISHARES INCDFND | CORE MSCI EMKT | 2.66M | SH | $126.7K 0.70% | 0.00 | 2.66M | 0.00 |
J P MORGAN EXCHANGE TRADED FDFND | EQUITY PREMIUM | 2.23M | SH | $119.3K 0.66% | 0.00 | 2.23M | 0.00 |
ISHARES TRDFND | CORE S&P SCP ETF | 1.18M | SH | $110.9K 0.61% | 0.00 | 1.18M | 0.00 |
ISHARES TRDFND | MSCI USA MIN VOL | 1.48M | SH | $107.1K 0.59% | 0.00 | 1.48M | 0.00 |
Page 1 of 92
…