Filed: 5/12/2023ACC: 0000701059-23-000009
📋 What this filing means
MML INVESTORS SERVICES, LLC filed this quarterly 13F‑HR report disclosing 2020 equity positions with a total reported market value of $14.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2020
Positions
$14.14M
Total AUM (reported)
206.05M
Total Shares
Allocation by class
COM$3.38M23.9%
CORE S&P500 ETF$701.6K5.0%
CORE TOTAL USD$255.4K1.8%
CL A$230.1K1.6%
TR UNIT$199.0K1.4%
MSCI USA QLT FCT$179.2K1.3%
VALUE ETF$178.4K1.3%
Portfolio Concentration
Top 3$1.22M8.6%
4–10$1.18M8.3%
11–25$1.75M12.4%
Rest$10.00M70.7%
Top 3 weight
8.6%
Top 10 weight
16.9%
Voting Authority Distribution
Total shares with voting rights: 206.05M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
206.05M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other2020
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings2020
Rows:
ISHARES TR
DFNDShares1.71M
TypeSH
Market value$701.6K
4.96%
Sole
0.00
Shared
1.71M
None
0.00
MICROSOFT CORP
DFNDShares902.52K
TypeSH
Market value$260.2K
1.84%
Sole
0.00
Shared
902.52K
None
0.00
ISHARES TR
DFNDShares5.53M
TypeSH
Market value$255.4K
1.81%
Sole
0.00
Shared
5.53M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares481.62K
TypeSH
Market value$197.2K
1.39%
Sole
0.00
Shared
481.62K
None
0.00
ISHARES TR
DFNDShares1.44M
TypeSH
Market value$179.2K
1.27%
Sole
0.00
Shared
1.44M
None
0.00
VANGUARD INDEX FDS
DFNDShares1.29M
TypeSH
Market value$178.4K
1.26%
Sole
0.00
Shared
1.29M
None
0.00
VANGUARD TAX-MANAGED FDS
DFNDShares3.51M
TypeSH
Market value$158.5K
1.12%
Sole
0.00
Shared
3.51M
None
0.00
VANGUARD INDEX FDS
DFNDShares632.12K
TypeSH
Market value$157.7K
1.11%
Sole
0.00
Shared
632.12K
None
0.00
ISHARES TR
DFNDShares3.11M
TypeSH
Market value$155.5K
1.10%
Sole
0.00
Shared
3.11M
None
0.00
ISHARES TR
DFNDShares1.62M
TypeSH
Market value$152.1K
1.08%
Sole
0.00
Shared
1.62M
None
0.00
ISHARES TR
DFNDShares1.66M
TypeSH
Market value$150.0K
1.06%
Sole
0.00
Shared
1.66M
None
0.00
VANGUARD INDEX FDS
DFNDShares378.83K
TypeSH
Market value$142.5K
1.01%
Sole
0.00
Shared
378.83K
None
0.00
ISHARES INC
DFNDShares2.80M
TypeSH
Market value$136.7K
0.97%
Sole
0.00
Shared
2.80M
None
0.00
ISHARES TR
DFNDShares536.28K
TypeSH
Market value$134.2K
0.95%
Sole
0.00
Shared
536.28K
None
0.00
ISHARES TR
DFNDShares1.18M
TypeSH
Market value$127.3K
0.90%
Sole
0.00
Shared
1.18M
None
0.00
ISHARES TR
DFNDShares474.09K
TypeSH
Market value$115.8K
0.82%
Sole
0.00
Shared
474.09K
None
0.00
ISHARES TR
DFNDShares2.38M
TypeSH
Market value$115.3K
0.82%
Sole
0.00
Shared
2.38M
None
0.00
ISHARES TR
DFNDShares1.15M
TypeSH
Market value$109.0K
0.77%
Sole
0.00
Shared
1.15M
None
0.00
ISHARES TR
DFNDShares1.12M
TypeSH
Market value$108.3K
0.77%
Sole
0.00
Shared
1.12M
None
0.00
ISHARES TR
DFNDShares1.49M
TypeSH
Market value$108.3K
0.77%
Sole
0.00
Shared
1.49M
None
0.00
ISHARES TR
DFNDShares1.62M
TypeSH
Market value$108.1K
0.76%
Sole
0.00
Shared
1.62M
None
0.00
ALPHABET INC
DFNDShares1.01M
TypeSH
Market value$104.5K
0.74%
Sole
0.00
Shared
1.01M
None
0.00
ISHARES TR
DFNDShares4.43M
TypeSH
Market value$103.6K
0.73%
Sole
0.00
Shared
4.43M
None
0.00
ISHARES TR
DFNDShares984.89K
TypeSH
Market value$98.1K
0.69%
Sole
0.00
Shared
984.89K
None
0.00
ISHARES TR
DFNDShares1.08M
TypeSH
Market value$88.9K
0.63%
Sole
0.00
Shared
1.08M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 1.71M | SH | $701.6K 4.96% | 0.00 | 1.71M | 0.00 |
MICROSOFT CORPDFND | COM | 902.52K | SH | $260.2K 1.84% | 0.00 | 902.52K | 0.00 |
ISHARES TRDFND | CORE TOTAL USD | 5.53M | SH | $255.4K 1.81% | 0.00 | 5.53M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 481.62K | SH | $197.2K 1.39% | 0.00 | 481.62K | 0.00 |
ISHARES TRDFND | MSCI USA QLT FCT | 1.44M | SH | $179.2K 1.27% | 0.00 | 1.44M | 0.00 |
VANGUARD INDEX FDSDFND | VALUE ETF | 1.29M | SH | $178.4K 1.26% | 0.00 | 1.29M | 0.00 |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 3.51M | SH | $158.5K 1.12% | 0.00 | 3.51M | 0.00 |
VANGUARD INDEX FDSDFND | GROWTH ETF | 632.12K | SH | $157.7K 1.11% | 0.00 | 632.12K | 0.00 |
ISHARES TRDFND | CORE DIV GRWTH | 3.11M | SH | $155.5K 1.10% | 0.00 | 3.11M | 0.00 |
ISHARES TRDFND | EAFE GRWTH ETF | 1.62M | SH | $152.1K 1.08% | 0.00 | 1.62M | 0.00 |
ISHARES TRDFND | ESG AWR MSCI USA | 1.66M | SH | $150.0K 1.06% | 0.00 | 1.66M | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 378.83K | SH | $142.5K 1.01% | 0.00 | 378.83K | 0.00 |
ISHARES INCDFND | CORE MSCI EMKT | 2.80M | SH | $136.7K 0.97% | 0.00 | 2.80M | 0.00 |
ISHARES TRDFND | CORE S&P MCP ETF | 536.28K | SH | $134.2K 0.95% | 0.00 | 536.28K | 0.00 |
ISHARES TRDFND | NATIONAL MUN ETF | 1.18M | SH | $127.3K 0.90% | 0.00 | 1.18M | 0.00 |
ISHARES TRDFND | RUS 1000 GRW ETF | 474.09K | SH | $115.8K 0.82% | 0.00 | 474.09K | 0.00 |
ISHARES TRDFND | EAFE VALUE ETF | 2.38M | SH | $115.3K 0.82% | 0.00 | 2.38M | 0.00 |
ISHARES TRDFND | MBS ETF | 1.15M | SH | $109.0K 0.77% | 0.00 | 1.15M | 0.00 |
ISHARES TRDFND | CORE S&P SCP ETF | 1.12M | SH | $108.3K 0.77% | 0.00 | 1.12M | 0.00 |
ISHARES TRDFND | MSCI USA MIN VOL | 1.49M | SH | $108.3K 0.77% | 0.00 | 1.49M | 0.00 |
ISHARES TRDFND | CORE MSCI EAFE | 1.62M | SH | $108.1K 0.76% | 0.00 | 1.62M | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.01M | SH | $104.5K 0.74% | 0.00 | 1.01M | 0.00 |
ISHARES TRDFND | US TREAS BD ETF | 4.43M | SH | $103.6K 0.73% | 0.00 | 4.43M | 0.00 |
ISHARES TRDFND | CORE US AGGBD ET | 984.89K | SH | $98.1K 0.69% | 0.00 | 984.89K | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 1.08M | SH | $88.9K 0.63% | 0.00 | 1.08M | 0.00 |
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