Filed: 11/14/2022ACC: 0000701059-22-000020
📋 What this filing means
MML INVESTORS SERVICES, LLC filed this quarterly 13F‑HR report disclosing 2070 equity positions with a total reported market value of $13.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
2070
Positions
$13.18M
Total AUM (reported)
206.11M
Total Shares
Allocation by class
COM$3.66M27.8%
CORE S&P500 ETF$630.1K4.8%
ESG AWR MSCI USA$299.0K2.3%
CL A$211.0K1.6%
TR UNIT$196.9K1.5%
UNIT SER 1$187.0K1.4%
CORE TOTAL USD$183.5K1.4%
Portfolio Concentration
Top 3$1.17M8.9%
4–10$1.26M9.5%
11–25$1.59M12.1%
Rest$9.17M69.5%
Top 3 weight
8.9%
Top 10 weight
18.4%
Voting Authority Distribution
Total shares with voting rights: 206.11M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
206.11M
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other2070
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings2070
Rows:
ISHARES TR
DFNDShares1.76M
TypeSH
Market value$630.1K
4.78%
Sole
0.00
Shared
1.76M
None
0.00
ISHARES TR
DFNDShares3.76M
TypeSH
Market value$299.0K
2.27%
Sole
0.00
Shared
3.76M
None
0.00
APPLE INC
DFNDShares1.72M
TypeSH
Market value$237.6K
1.80%
Sole
0.00
Shared
1.72M
None
0.00
MICROSOFT CORP
DFNDShares919.62K
TypeSH
Market value$214.2K
1.62%
Sole
0.00
Shared
919.62K
None
0.00
SPDR S&P 500 ETF TR
DFNDShares548.34K
TypeSH
Market value$195.9K
1.49%
Sole
0.00
Shared
548.34K
None
0.00
INVESCO QQQ TR
DFNDShares699.80K
TypeSH
Market value$187.0K
1.42%
Sole
0.00
Shared
699.80K
None
0.00
ISHARES TR
DFNDShares4.12M
TypeSH
Market value$183.5K
1.39%
Sole
0.00
Shared
4.12M
None
0.00
VANGUARD INDEX FDS
DFNDShares1.36M
TypeSH
Market value$167.3K
1.27%
Sole
0.00
Shared
1.36M
None
0.00
ISHARES TR
DFNDShares6.89M
TypeSH
Market value$156.7K
1.19%
Sole
0.00
Shared
6.89M
None
0.00
AMAZON COM INC
DFNDShares1.34M
TypeSH
Market value$151.1K
1.15%
Sole
0.00
Shared
1.34M
None
0.00
VANGUARD INDEX FDS
DFNDShares422.56K
TypeSH
Market value$138.7K
1.05%
Sole
0.00
Shared
422.56K
None
0.00
VANGUARD INDEX FDS
DFNDShares633.50K
TypeSH
Market value$135.5K
1.03%
Sole
0.00
Shared
633.50K
None
0.00
ISHARES TR
DFNDShares3.05M
TypeSH
Market value$135.5K
1.03%
Sole
0.00
Shared
3.05M
None
0.00
ISHARES TR
DFNDShares1.39M
TypeSH
Market value$121.5K
0.92%
Sole
0.00
Shared
1.39M
None
0.00
VANGUARD TAX-MANAGED FDS
DFNDShares3.32M
TypeSH
Market value$120.5K
0.91%
Sole
0.00
Shared
3.32M
None
0.00
ISHARES TR
DFNDShares1.15M
TypeSH
Market value$118.2K
0.90%
Sole
0.00
Shared
1.15M
None
0.00
ISHARES TR
DFNDShares2.82M
TypeSH
Market value$108.7K
0.82%
Sole
0.00
Shared
2.82M
None
0.00
ISHARES TR
DFNDShares495.33K
TypeSH
Market value$108.6K
0.82%
Sole
0.00
Shared
495.33K
None
0.00
ISHARES TR
DFNDShares502.59K
TypeSH
Market value$105.7K
0.80%
Sole
0.00
Shared
502.59K
None
0.00
ALPHABET INC
DFNDShares1.04M
TypeSH
Market value$99.5K
0.75%
Sole
0.00
Shared
1.04M
None
0.00
ISHARES TR
DFNDShares1.34M
TypeSH
Market value$97.3K
0.74%
Sole
0.00
Shared
1.34M
None
0.00
ISHARES TR
DFNDShares1.29M
TypeSH
Market value$85.0K
0.64%
Sole
0.00
Shared
1.29M
None
0.00
SPDR SER TR
DFNDShares651.45K
TypeSH
Market value$72.6K
0.55%
Sole
0.00
Shared
651.45K
None
0.00
ISHARES TR
DFNDShares893.60K
TypeSH
Market value$72.6K
0.55%
Sole
0.00
Shared
893.60K
None
0.00
ISHARES TR
DFNDShares689.19K
TypeSH
Market value$72.3K
0.55%
Sole
0.00
Shared
689.19K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 1.76M | SH | $630.1K 4.78% | 0.00 | 1.76M | 0.00 |
ISHARES TRDFND | ESG AWR MSCI USA | 3.76M | SH | $299.0K 2.27% | 0.00 | 3.76M | 0.00 |
APPLE INCDFND | COM | 1.72M | SH | $237.6K 1.80% | 0.00 | 1.72M | 0.00 |
MICROSOFT CORPDFND | COM | 919.62K | SH | $214.2K 1.62% | 0.00 | 919.62K | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 548.34K | SH | $195.9K 1.49% | 0.00 | 548.34K | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 699.80K | SH | $187.0K 1.42% | 0.00 | 699.80K | 0.00 |
ISHARES TRDFND | CORE TOTAL USD | 4.12M | SH | $183.5K 1.39% | 0.00 | 4.12M | 0.00 |
VANGUARD INDEX FDSDFND | VALUE ETF | 1.36M | SH | $167.3K 1.27% | 0.00 | 1.36M | 0.00 |
ISHARES TRDFND | US TREAS BD ETF | 6.89M | SH | $156.7K 1.19% | 0.00 | 6.89M | 0.00 |
AMAZON COM INCDFND | COM | 1.34M | SH | $151.1K 1.15% | 0.00 | 1.34M | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 422.56K | SH | $138.7K 1.05% | 0.00 | 422.56K | 0.00 |
VANGUARD INDEX FDSDFND | GROWTH ETF | 633.50K | SH | $135.5K 1.03% | 0.00 | 633.50K | 0.00 |
ISHARES TRDFND | CORE DIV GRWTH | 3.05M | SH | $135.5K 1.03% | 0.00 | 3.05M | 0.00 |
ISHARES TRDFND | CORE S&P SCP ETF | 1.39M | SH | $121.5K 0.92% | 0.00 | 1.39M | 0.00 |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 3.32M | SH | $120.5K 0.91% | 0.00 | 3.32M | 0.00 |
ISHARES TRDFND | NATIONAL MUN ETF | 1.15M | SH | $118.2K 0.90% | 0.00 | 1.15M | 0.00 |
ISHARES TRDFND | EAFE VALUE ETF | 2.82M | SH | $108.7K 0.82% | 0.00 | 2.82M | 0.00 |
ISHARES TRDFND | CORE S&P MCP ETF | 495.33K | SH | $108.6K 0.82% | 0.00 | 495.33K | 0.00 |
ISHARES TRDFND | RUS 1000 GRW ETF | 502.59K | SH | $105.7K 0.80% | 0.00 | 502.59K | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.04M | SH | $99.5K 0.75% | 0.00 | 1.04M | 0.00 |
ISHARES TRDFND | EAFE GRWTH ETF | 1.34M | SH | $97.3K 0.74% | 0.00 | 1.34M | 0.00 |
ISHARES TRDFND | MSCI USA MIN VOL | 1.29M | SH | $85.0K 0.64% | 0.00 | 1.29M | 0.00 |
SPDR SER TRDFND | S&P DIVID ETF | 651.45K | SH | $72.6K 0.55% | 0.00 | 651.45K | 0.00 |
ISHARES TRDFND | 1 3 YR TREAS BD | 893.60K | SH | $72.6K 0.55% | 0.00 | 893.60K | 0.00 |
ISHARES TRDFND | TIPS BD ETF | 689.19K | SH | $72.3K 0.55% | 0.00 | 689.19K | 0.00 |
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