MMCAP INTERNATIONAL INC. SPC enters ARIS MINING CORP with 13.33M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/31/2023ACC: 0001104659-23-112908
10% Owner
Since Sep 2023
13.33M
Baseline shares
100% direct
13.33M
Direct ownership
1 position
3.97M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, no par value
DirectShares owned13.33M
Total
13.33M direct13.33M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, no par value | 13.33M | Direct |
| Total | 13.33M | 13.33M direct |
Derivative Holdings2
Common Stock Warrant (right to buy)
DirectUnderlying security
Common Stock, no par value
Underlying shares
555.56K
Shares owned
N/A
Exercise price
5.50
Expiration
—
Exercise window
—
8% Convertible Debentures due 2024
DirectUnderlying security
Common Stock, no par value
Underlying shares
3.41M
Shares owned
N/A
Exercise price
4.75
Expiration
—
Exercise window
—
Total
Underlying
3.97M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Warrant (right to buy) Direct | Common Stock, no par value | 5.50 | — | — | 555.56K | N/A |
| 8% Convertible Debentures due 2024 Direct | Common Stock, no par value | 4.75 | — | — | 3.41M | N/A |
| Total | 3.97M | 0.00 | ||||