MIZUHO SECURITIES USA LLC

Filed: 5/10/2024ACC: 0001062993-24-009832

📋 What this filing means

MIZUHO SECURITIES USA LLC filed this quarterly 13F‑HR report disclosing 140 equity positions with a total reported market value of $4.09B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

140

Positions

$4.09B

Total AUM (reported)

232.44M

Total Shares

Allocation by class

TR UNIT$3.19B77.9%

UNIT SER 1$282.52M6.9%

S&P RETAIL ETF$75.04M1.8%

CLASS A ORD SHS$73.79M1.8%

CL A ORD SHS$68.60M1.7%

NOTE 0.125% 7/0$36.68M0.9%

NOTE 0.250% 1/1$35.42M0.9%

Portfolio Concentration

Top 3$3.54B86.6%

4–10$157.23M3.8%

11–25$131.41M3.2%

Rest$259.16M6.3%

Top 3 weight

86.6%

Top 10 weight

90.5%

Voting Authority Distribution

Total shares with voting rights: 4.09B

Sole

Full voting authority

4.09B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other140

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings140

Rows:

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares6.09M

TypeSH

Market value$3.19B

77.88%

Sole

3.19B

Shared

0.00

None

0.00

INVESCO QQQ TR

DFND

UNIT SER 1

Shares639.56K

TypeSH

Market value$282.52M

6.90%

Sole

282.52M

Shared

0.00

None

0.00

SPDR SER TR

DFND

S&P RETAIL ETF

Shares950K

TypeSH

Market value$75.04M

1.83%

Sole

75.04M

Shared

0.00

None

0.00

ZSCALER INC

DFND

NOTE 0.125% 7/0

Shares26.99M

TypeSH

Market value$36.68M

0.90%

Sole

36.68M

Shared

0.00

None

0.00

MONGODB INC

DFND

NOTE 0.250% 1/1

Shares20.27M

TypeSH

Market value$35.42M

0.87%

Sole

35.42M

Shared

0.00

None

0.00

RIGEL RESOURCE ACQ CORP

DFND

CL A ORD SHS

Shares1.81M

TypeSH

Market value$20.21M

0.49%

Sole

20.21M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

DFND

NOTE 0.375% 9/0

Shares17.15M

TypeSH

Market value$18.00M

0.44%

Sole

18M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

DFND

NOTE 0.125% 5/0

Shares13.92M

TypeSH

Market value$16.39M

0.40%

Sole

16.39M

Shared

0.00

None

0.00

PEABODY ENGR CORP

DFND

NOTE 3.250% 3/0

Shares11.18M

TypeSH

Market value$15.60M

0.38%

Sole

15.60M

Shared

0.00

None

0.00

NCL CORP LTD

DFND

NOTE 6.000% 5/1

Shares9.90M

TypeSH

Market value$14.94M

0.37%

Sole

14.94M

Shared

0.00

None

0.00

DATADOG INC

DFND

NOTE 0.125% 6/1

Shares8.70M

TypeSH

Market value$12.22M

0.30%

Sole

12.22M

Shared

0.00

None

0.00

TORTOISEECOFIN ACQUISITION C

DFND

SHS CL A

Shares1.11M

TypeSH

Market value$11.97M

0.29%

Sole

11.97M

Shared

0.00

None

0.00

NORTHERN OIL & GAS INC

DFND

NOTE 3.625% 4/1

Shares8.51M

TypeSH

Market value$10.27M

0.25%

Sole

10.27M

Shared

0.00

None

0.00

AP ACQUISITION CORP

DFND

CL A ORD SHS

Shares878.50K

TypeSH

Market value$9.84M

0.24%

Sole

9.84M

Shared

0.00

None

0.00

INVESTCORP EUROPE ACQUISITIO

DFND

CLASS A ORD SHS

Shares815.49K

TypeSH

Market value$9.15M

0.22%

Sole

9.15M

Shared

0.00

None

0.00

CLOUDFLARE INC

DFND

NOTE 8/1

Shares9.50M

TypeSH

Market value$8.85M

0.22%

Sole

8.85M

Shared

0.00

None

0.00

TARGET GLOBAL ACQUISI I CORP

DFND

CLASS A ORD SHS

Shares741.21K

TypeSH

Market value$8.23M

0.20%

Sole

8.23M

Shared

0.00

None

0.00

LEARN CW INVESTMENT COR

DFND

CL A ORD SHS

Shares745.12K

TypeSH

Market value$8.14M

0.20%

Sole

8.14M

Shared

0.00

None

0.00

ON SEMICONDUCTOR CORP

DFND

NOTE 5/0

Shares5.46M

TypeSH

Market value$7.97M

0.19%

Sole

7.97M

Shared

0.00

None

0.00

BLACKLINE INC

DFND

NOTE 0.125% 8/0

Shares7.76M

TypeSH

Market value$7.90M

0.19%

Sole

7.90M

Shared

0.00

None

0.00

APX ACQUISITION CORP I

DFND

CLASS A ORD SHS

Shares695.78K

TypeSH

Market value$7.88M

0.19%

Sole

7.88M

Shared

0.00

None

0.00

BENTLEY SYS INC

DFND

NOTE 0.375% 7/0

Shares8.44M

TypeSH

Market value$7.52M

0.18%

Sole

7.52M

Shared

0.00

None

0.00

TRISTAR ACQUISITION I CORP

DFND

CL A ORD SHS

Shares683.79K

TypeSH

Market value$7.45M

0.18%

Sole

7.45M

Shared

0.00

None

0.00

FINNOVATE ACQUISITION CORP

DFND

CLASS A ORD SHS

Shares651.31K

TypeSH

Market value$7.28M

0.18%

Sole

7.28M

Shared

0.00

None

0.00

GENERATION ASIA I ACQUISITIO

DFND

CL A ORD SHS

Shares616K

TypeSH

Market value$6.75M

0.16%

Sole

6.75M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRDFND	TR UNIT	6.09M	SH	$3.19B 77.88%	3.19B
INVESCO QQQ TRDFND	UNIT SER 1	639.56K	SH	$282.52M 6.90%	282.52M
SPDR SER TRDFND	S&P RETAIL ETF	950K	SH	$75.04M 1.83%	75.04M
ZSCALER INCDFND	NOTE 0.125% 7/0	26.99M	SH	$36.68M 0.90%	36.68M
MONGODB INCDFND	NOTE 0.250% 1/1	20.27M	SH	$35.42M 0.87%	35.42M
RIGEL RESOURCE ACQ CORPDFND	CL A ORD SHS	1.81M	SH	$20.21M 0.49%	20.21M
AKAMAI TECHNOLOGIES INCDFND	NOTE 0.375% 9/0	17.15M	SH	$18.00M 0.44%	18M
AKAMAI TECHNOLOGIES INCDFND	NOTE 0.125% 5/0	13.92M	SH	$16.39M 0.40%	16.39M
PEABODY ENGR CORPDFND	NOTE 3.250% 3/0	11.18M	SH	$15.60M 0.38%	15.60M
NCL CORP LTDDFND	NOTE 6.000% 5/1	9.90M	SH	$14.94M 0.37%	14.94M
DATADOG INCDFND	NOTE 0.125% 6/1	8.70M	SH	$12.22M 0.30%	12.22M
TORTOISEECOFIN ACQUISITION CDFND	SHS CL A	1.11M	SH	$11.97M 0.29%	11.97M
NORTHERN OIL & GAS INCDFND	NOTE 3.625% 4/1	8.51M	SH	$10.27M 0.25%	10.27M
AP ACQUISITION CORPDFND	CL A ORD SHS	878.50K	SH	$9.84M 0.24%	9.84M
INVESTCORP EUROPE ACQUISITIODFND	CLASS A ORD SHS	815.49K	SH	$9.15M 0.22%	9.15M
CLOUDFLARE INCDFND	NOTE 8/1	9.50M	SH	$8.85M 0.22%	8.85M
TARGET GLOBAL ACQUISI I CORPDFND	CLASS A ORD SHS	741.21K	SH	$8.23M 0.20%	8.23M
LEARN CW INVESTMENT CORDFND	CL A ORD SHS	745.12K	SH	$8.14M 0.20%	8.14M
ON SEMICONDUCTOR CORPDFND	NOTE 5/0	5.46M	SH	$7.97M 0.19%	7.97M
BLACKLINE INCDFND	NOTE 0.125% 8/0	7.76M	SH	$7.90M 0.19%	7.90M
APX ACQUISITION CORP IDFND	CLASS A ORD SHS	695.78K	SH	$7.88M 0.19%	7.88M
BENTLEY SYS INCDFND	NOTE 0.375% 7/0	8.44M	SH	$7.52M 0.18%	7.52M
TRISTAR ACQUISITION I CORPDFND	CL A ORD SHS	683.79K	SH	$7.45M 0.18%	7.45M
FINNOVATE ACQUISITION CORPDFND	CLASS A ORD SHS	651.31K	SH	$7.28M 0.18%	7.28M
GENERATION ASIA I ACQUISITIODFND	CL A ORD SHS	616K	SH	$6.75M 0.16%	6.75M

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