MIZUHO SECURITIES USA LLC

Filed: 2/8/2024ACC: 0001062993-24-002523

📋 What this filing means

MIZUHO SECURITIES USA LLC filed this quarterly 13F‑HR report disclosing 193 equity positions with a total reported market value of $4.27B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

193

Positions

$4.27B

Total AUM (reported)

227.11M

Total Shares

Allocation by class

TR UNIT$3.61B84.4%

CL A ORD SHS$81.37M1.9%

CLASS A ORD SHS$80.51M1.9%

CLASS A ORD$46.94M1.1%

CLASS A COM$40.94M1.0%

NOTE 0.250% 1/1$32.88M0.8%

SHS CL A$32.84M0.8%

Portfolio Concentration

Top 3$3.67B85.9%

4–10$106.71M2.5%

11–25$125.10M2.9%

Rest$369.13M8.6%

Top 3 weight

85.9%

Top 10 weight

88.4%

Voting Authority Distribution

Total shares with voting rights: 4.27B

Sole

Full voting authority

4.27B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other193

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings193

Rows:

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares7.59M

TypeSH

Market value$3.61B

84.41%

Sole

3.61B

Shared

0.00

None

0.00

MONGODB INC

DFND

NOTE 0.250% 1/1

Shares16.66M

TypeSH

Market value$32.88M

0.77%

Sole

32.88M

Shared

0.00

None

0.00

ZSCALER INC

DFND

NOTE 0.125% 7/0

Shares21.13M

TypeSH

Market value$32.03M

0.75%

Sole

32.03M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

DFND

NOTE 0.375% 9/0

Shares17.50M

TypeSH

Market value$19.48M

0.46%

Sole

19.48M

Shared

0.00

None

0.00

RIGEL RESOURCE ACQ CORP

DFND

CL A ORD SHS

Shares1.50M

TypeSH

Market value$16.50M

0.39%

Sole

16.50M

Shared

0.00

None

0.00

PEABODY ENGR CORP

DFND

NOTE 3.250% 3/0

Shares11.50M

TypeSH

Market value$16.37M

0.38%

Sole

16.37M

Shared

0.00

None

0.00

NCL CORP LTD

DFND

NOTE 6.000% 5/1

Shares9.90M

TypeSH

Market value$14.72M

0.34%

Sole

14.72M

Shared

0.00

None

0.00

ENPHYS ACQUISITION CORP

DFND

CL A ORD SHS

Shares1.35M

TypeSH

Market value$14.41M

0.34%

Sole

14.41M

Shared

0.00

None

0.00

BLACKLINE INC

DFND

NOTE 0.125% 8/0

Shares12.68M

TypeSH

Market value$12.97M

0.30%

Sole

12.97M

Shared

0.00

None

0.00

CNX RES CORP

DFND

NOTE 2.250% 5/0

Shares7.57M

TypeSH

Market value$12.25M

0.29%

Sole

12.25M

Shared

0.00

None

0.00

CYBERARK SOFTWARE LTD

DFND

NOTE 11/1

Shares8.43M

TypeSH

Market value$11.91M

0.28%

Sole

11.91M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

DFND

NOTE 0.125% 5/0

Shares8.78M

TypeSH

Market value$11.14M

0.26%

Sole

11.14M

Shared

0.00

None

0.00

TORTOISEECOFIN ACQUISITION C

DFND

SHS CL A

Shares898.67K

TypeSH

Market value$9.53M

0.22%

Sole

9.53M

Shared

0.00

None

0.00

MOUNTAIN & CO I ACQUISITN CO

DFND

CLASS A ORD

Shares829.04K

TypeSH

Market value$9.33M

0.22%

Sole

9.33M

Shared

0.00

None

0.00

SNAP INC

DFND

NOTE 0.250% 5/0

Shares8.75M

TypeSH

Market value$9.21M

0.22%

Sole

9.21M

Shared

0.00

None

0.00

AP ACQUISITION CORP

DFND

CL A ORD SHS

Shares801.12K

TypeSH

Market value$8.89M

0.21%

Sole

8.89M

Shared

0.00

None

0.00

INVESTCORP EUROPE ACQUISITIO

DFND

CLASS A ORD SHS

Shares749.91K

TypeSH

Market value$8.23M

0.19%

Sole

8.23M

Shared

0.00

None

0.00

TARGET GLOBAL ACQUISI I CORP

DFND

CLASS A ORD SHS

Shares737.06K

TypeSH

Market value$8.11M

0.19%

Sole

8.11M

Shared

0.00

None

0.00

NORTHERN OIL & GAS INC

DFND

NOTE 3.625% 4/1

Shares6.77M

TypeSH

Market value$7.95M

0.19%

Sole

7.95M

Shared

0.00

None

0.00

LEARN CW INVESTMENT COR

DFND

CL A ORD SHS

Shares719.08K

TypeSH

Market value$7.73M

0.18%

Sole

7.73M

Shared

0.00

None

0.00

FINNOVATE ACQUISITION CORP

DFND

CLASS A ORD SHS

Shares640.63K

TypeSH

Market value$7.05M

0.16%

Sole

7.05M

Shared

0.00

None

0.00

APX ACQUISITION CORP I

DFND

CLASS A ORD SHS

Shares593.89K

TypeSH

Market value$6.62M

0.16%

Sole

6.62M

Shared

0.00

None

0.00

EMBRACE CHANGE ACQUISITN COR

DFND

ORDINARY SHARES

Shares600.74K

TypeSH

Market value$6.57M

0.15%

Sole

6.57M

Shared

0.00

None

0.00

GOLDEN STAR ACQUISITION CORP

DFND

USD ORD SHS

Shares620.62K

TypeSH

Market value$6.45M

0.15%

Sole

6.45M

Shared

0.00

None

0.00

GENERATION ASIA I ACQUISITIO

DFND

CL A ORD SHS

Shares590.96K

TypeSH

Market value$6.38M

0.15%

Sole

6.38M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRDFND	TR UNIT	7.59M	SH	$3.61B 84.41%	3.61B
MONGODB INCDFND	NOTE 0.250% 1/1	16.66M	SH	$32.88M 0.77%	32.88M
ZSCALER INCDFND	NOTE 0.125% 7/0	21.13M	SH	$32.03M 0.75%	32.03M
AKAMAI TECHNOLOGIES INCDFND	NOTE 0.375% 9/0	17.50M	SH	$19.48M 0.46%	19.48M
RIGEL RESOURCE ACQ CORPDFND	CL A ORD SHS	1.50M	SH	$16.50M 0.39%	16.50M
PEABODY ENGR CORPDFND	NOTE 3.250% 3/0	11.50M	SH	$16.37M 0.38%	16.37M
NCL CORP LTDDFND	NOTE 6.000% 5/1	9.90M	SH	$14.72M 0.34%	14.72M
ENPHYS ACQUISITION CORPDFND	CL A ORD SHS	1.35M	SH	$14.41M 0.34%	14.41M
BLACKLINE INCDFND	NOTE 0.125% 8/0	12.68M	SH	$12.97M 0.30%	12.97M
CNX RES CORPDFND	NOTE 2.250% 5/0	7.57M	SH	$12.25M 0.29%	12.25M
CYBERARK SOFTWARE LTDDFND	NOTE 11/1	8.43M	SH	$11.91M 0.28%	11.91M
AKAMAI TECHNOLOGIES INCDFND	NOTE 0.125% 5/0	8.78M	SH	$11.14M 0.26%	11.14M
TORTOISEECOFIN ACQUISITION CDFND	SHS CL A	898.67K	SH	$9.53M 0.22%	9.53M
MOUNTAIN & CO I ACQUISITN CODFND	CLASS A ORD	829.04K	SH	$9.33M 0.22%	9.33M
SNAP INCDFND	NOTE 0.250% 5/0	8.75M	SH	$9.21M 0.22%	9.21M
AP ACQUISITION CORPDFND	CL A ORD SHS	801.12K	SH	$8.89M 0.21%	8.89M
INVESTCORP EUROPE ACQUISITIODFND	CLASS A ORD SHS	749.91K	SH	$8.23M 0.19%	8.23M
TARGET GLOBAL ACQUISI I CORPDFND	CLASS A ORD SHS	737.06K	SH	$8.11M 0.19%	8.11M
NORTHERN OIL & GAS INCDFND	NOTE 3.625% 4/1	6.77M	SH	$7.95M 0.19%	7.95M
LEARN CW INVESTMENT CORDFND	CL A ORD SHS	719.08K	SH	$7.73M 0.18%	7.73M
FINNOVATE ACQUISITION CORPDFND	CLASS A ORD SHS	640.63K	SH	$7.05M 0.16%	7.05M
APX ACQUISITION CORP IDFND	CLASS A ORD SHS	593.89K	SH	$6.62M 0.16%	6.62M
EMBRACE CHANGE ACQUISITN CORDFND	ORDINARY SHARES	600.74K	SH	$6.57M 0.15%	6.57M
GOLDEN STAR ACQUISITION CORPDFND	USD ORD SHS	620.62K	SH	$6.45M 0.15%	6.45M
GENERATION ASIA I ACQUISITIODFND	CL A ORD SHS	590.96K	SH	$6.38M 0.15%	6.38M

Page 1 of 8

…