Filed: 11/9/2023ACC: 0001062993-23-020404
📋 What this filing means
MIZUHO SECURITIES USA LLC filed this quarterly 13F‑HR report disclosing 222 equity positions with a total reported market value of $3.33B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
222
Positions
$3.33B
Total AUM (reported)
242.54M
Total Shares
Allocation by class
TR UNIT$2.37B71.4%
S&P RETAIL ETF$200.84M6.0%
CLASS A ORD SHS$113.00M3.4%
CL A ORD SHS$77.27M2.3%
CLASS A COM$49.58M1.5%
CLASS A ORD$37.08M1.1%
ORDINARY SHARES$34.50M1.0%
Portfolio Concentration
Top 3$2.61B78.4%
4–10$131.66M4.0%
11–25$131.94M4.0%
Rest$455.96M13.7%
Top 3 weight
78.4%
Top 10 weight
82.3%
Voting Authority Distribution
Total shares with voting rights: 3.33B
Sole
Full voting authority
3.33B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other222
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings222
Rows:
SPDR S&P 500 ETF TR
DFNDShares5.56M
TypeSH
Market value$2.37B
71.38%
Sole
2.37B
Shared
0.00
None
0.00
SPDR SER TR
DFNDShares3.30M
TypeSH
Market value$200.84M
6.04%
Sole
200.84M
Shared
0.00
None
0.00
EQT CORP
DFNDShares11.31M
TypeSH
Market value$31.42M
0.94%
Sole
31.42M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
DFNDShares10M
TypeSH
Market value$23.56M
0.71%
Sole
23.56M
Shared
0.00
None
0.00
PEABODY ENGR CORP
DFNDShares13.75M
TypeSH
Market value$20.71M
0.62%
Sole
20.71M
Shared
0.00
None
0.00
SLAM CORP
DFNDShares1.77M
TypeSH
Market value$19.04M
0.57%
Sole
19.04M
Shared
0.00
None
0.00
MONGODB INC
DFNDShares11M
TypeSH
Market value$18.80M
0.57%
Sole
18.80M
Shared
0.00
None
0.00
RIGEL RESOURCE ACQ CORP
DFNDShares1.72M
TypeSH
Market value$18.59M
0.56%
Sole
18.59M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
DFNDShares15.18M
TypeSH
Market value$17.08M
0.51%
Sole
17.08M
Shared
0.00
None
0.00
NCL CORP LTD
DFNDShares10.65M
TypeSH
Market value$13.89M
0.42%
Sole
13.89M
Shared
0.00
None
0.00
AMERICAN AIRLINES GROUP INC
DFNDShares11.09M
TypeSH
Market value$11.82M
0.36%
Sole
11.82M
Shared
0.00
None
0.00
BLACKLINE INC
DFNDShares10.98M
TypeSH
Market value$10.91M
0.33%
Sole
10.91M
Shared
0.00
None
0.00
LIVE OAK CRESTVIEW CLIMATE A
DFNDShares951.59K
TypeSH
Market value$9.83M
0.30%
Sole
9.83M
Shared
0.00
None
0.00
ZSCALER INC
DFNDShares7.97M
TypeSH
Market value$9.56M
0.29%
Sole
9.56M
Shared
0.00
None
0.00
CNX RES CORP
DFNDShares5.26M
TypeSH
Market value$9.53M
0.29%
Sole
9.53M
Shared
0.00
None
0.00
AKAMAI TECHNOLOGIES INC
DFNDShares8.81M
TypeSH
Market value$9.16M
0.28%
Sole
9.16M
Shared
0.00
None
0.00
MOUNTAIN & CO I ACQUISITN CO
DFNDShares805K
TypeSH
Market value$8.94M
0.27%
Sole
8.94M
Shared
0.00
None
0.00
AP ACQUISITION CORP
DFNDShares790K
TypeSH
Market value$8.65M
0.26%
Sole
8.65M
Shared
0.00
None
0.00
BATTERY FUTURE ACQUISITION C
DFNDShares800K
TypeSH
Market value$8.60M
0.26%
Sole
8.60M
Shared
0.00
None
0.00
BILL HOLDINGS INC
DFNDShares8.25M
TypeSH
Market value$8.24M
0.25%
Sole
8.24M
Shared
0.00
None
0.00
PDD HOLDINGS INC
DFNDShares3.52M
TypeSH
Market value$8.11M
0.24%
Sole
8.11M
Shared
0.00
None
0.00
BIOPLUS ACQUISITION CORP
DFNDShares674.83K
TypeSH
Market value$7.27M
0.22%
Sole
7.27M
Shared
0.00
None
0.00
PATRIA LATIN AMRCN OPPRNTY A
DFNDShares653.38K
TypeSH
Market value$7.16M
0.22%
Sole
7.16M
Shared
0.00
None
0.00
COLISEUM ACQUISITION CORP
DFNDShares669.88K
TypeSH
Market value$7.11M
0.21%
Sole
7.11M
Shared
0.00
None
0.00
INFINT ACQUISITION CORP
DFNDShares643K
TypeSH
Market value$7.07M
0.21%
Sole
7.07M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 5.56M | SH | $2.37B 71.38% | 2.37B | 0.00 | 0.00 |
SPDR SER TRDFND | S&P RETAIL ETF | 3.30M | SH | $200.84M 6.04% | 200.84M | 0.00 | 0.00 |
EQT CORPDFND | NOTE 1.750% 5/0 | 11.31M | SH | $31.42M 0.94% | 31.42M | 0.00 | 0.00 |
PALO ALTO NETWORKS INCDFND | NOTE 0.375% 6/0 | 10M | SH | $23.56M 0.71% | 23.56M | 0.00 | 0.00 |
PEABODY ENGR CORPDFND | NOTE 3.250% 3/0 | 13.75M | SH | $20.71M 0.62% | 20.71M | 0.00 | 0.00 |
SLAM CORPDFND | CL A SHS | 1.77M | SH | $19.04M 0.57% | 19.04M | 0.00 | 0.00 |
MONGODB INCDFND | NOTE 0.250% 1/1 | 11M | SH | $18.80M 0.57% | 18.80M | 0.00 | 0.00 |
RIGEL RESOURCE ACQ CORPDFND | CL A ORD SHS | 1.72M | SH | $18.59M 0.56% | 18.59M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPDFND | NOTE 2.875%11/1 | 15.18M | SH | $17.08M 0.51% | 17.08M | 0.00 | 0.00 |
NCL CORP LTDDFND | NOTE 6.000% 5/1 | 10.65M | SH | $13.89M 0.42% | 13.89M | 0.00 | 0.00 |
AMERICAN AIRLINES GROUP INCDFND | NOTE 6.500% 7/0 | 11.09M | SH | $11.82M 0.36% | 11.82M | 0.00 | 0.00 |
BLACKLINE INCDFND | NOTE 0.125% 8/0 | 10.98M | SH | $10.91M 0.33% | 10.91M | 0.00 | 0.00 |
LIVE OAK CRESTVIEW CLIMATE ADFND | CL A COM | 951.59K | SH | $9.83M 0.30% | 9.83M | 0.00 | 0.00 |
ZSCALER INCDFND | NOTE 0.125% 7/0 | 7.97M | SH | $9.56M 0.29% | 9.56M | 0.00 | 0.00 |
CNX RES CORPDFND | NOTE 2.250% 5/0 | 5.26M | SH | $9.53M 0.29% | 9.53M | 0.00 | 0.00 |
AKAMAI TECHNOLOGIES INCDFND | NOTE 0.375% 9/0 | 8.81M | SH | $9.16M 0.28% | 9.16M | 0.00 | 0.00 |
MOUNTAIN & CO I ACQUISITN CODFND | CLASS A ORD | 805K | SH | $8.94M 0.27% | 8.94M | 0.00 | 0.00 |
AP ACQUISITION CORPDFND | CL A ORD SHS | 790K | SH | $8.65M 0.26% | 8.65M | 0.00 | 0.00 |
BATTERY FUTURE ACQUISITION CDFND | CL A ORD SHS | 800K | SH | $8.60M 0.26% | 8.60M | 0.00 | 0.00 |
BILL HOLDINGS INCDFND | NOTE 12/0 | 8.25M | SH | $8.24M 0.25% | 8.24M | 0.00 | 0.00 |
PDD HOLDINGS INCDFND | NOTE 10/0 | 3.52M | SH | $8.11M 0.24% | 8.11M | 0.00 | 0.00 |
BIOPLUS ACQUISITION CORPDFND | CLASS A ORD SHS | 674.83K | SH | $7.27M 0.22% | 7.27M | 0.00 | 0.00 |
PATRIA LATIN AMRCN OPPRNTY ADFND | CLASS A ORD SHS | 653.38K | SH | $7.16M 0.22% | 7.16M | 0.00 | 0.00 |
COLISEUM ACQUISITION CORPDFND | CLASS A ORD SHS | 669.88K | SH | $7.11M 0.21% | 7.11M | 0.00 | 0.00 |
INFINT ACQUISITION CORPDFND | CL A ORD SHS | 643K | SH | $7.07M 0.21% | 7.07M | 0.00 | 0.00 |
Page 1 of 9
…