Filed: 5/3/2023ACC: 0001062993-23-010124
📋 What this filing means
MIZUHO SECURITIES USA LLC filed this quarterly 13F‑HR report disclosing 180 equity positions with a total reported market value of $1.74B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
180
Positions
$1.74B
Total AUM (reported)
222.35M
Total Shares
Allocation by class
TR UNIT$1.08B62.1%
CLASS A ORD SHS$95.90M5.5%
NOTE 0.375% 6/0$55.62M3.2%
SHS CL A$46.11M2.7%
NOTE 1.750% 5/0$37.47M2.2%
CLASS A COM$37.47M2.2%
ORDINARY SHARES$36.83M2.1%
Portfolio Concentration
Top 3$1.17B67.1%
4–10$95.31M5.5%
11–25$123.20M7.1%
Rest$353.45M20.3%
Top 3 weight
67.1%
Top 10 weight
72.6%
Voting Authority Distribution
Total shares with voting rights: 1.74B
Sole
Full voting authority
1.74B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other180
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings180
Rows:
SPDR S&P 500 ETF TR
DFNDShares5.27M
TypeSH
Market value$1.08B
62.11%
Sole
1.08B
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
DFNDShares25.89M
TypeSH
Market value$52.16M
3.00%
Sole
52.16M
Shared
0.00
None
0.00
EQT CORP
DFNDShares15.60M
TypeSH
Market value$34.14M
1.97%
Sole
34.14M
Shared
0.00
None
0.00
ZSCALER INC
DFNDShares14.20M
TypeSH
Market value$14.86M
0.86%
Sole
14.86M
Shared
0.00
None
0.00
PEABODY ENGR CORP
DFNDShares9.66M
TypeSH
Market value$14.65M
0.84%
Sole
14.65M
Shared
0.00
None
0.00
INSULET CORP
DFNDShares9.70M
TypeSH
Market value$14.50M
0.83%
Sole
14.50M
Shared
0.00
None
0.00
A SPAC II ACQUISITION CORP
DFNDShares1.41M
TypeSH
Market value$14.40M
0.83%
Sole
14.40M
Shared
0.00
None
0.00
CNX RES CORP
DFNDShares9.79M
TypeSH
Market value$13.50M
0.78%
Sole
13.50M
Shared
0.00
None
0.00
MONGODB INC
DFNDShares9.95M
TypeSH
Market value$12.82M
0.74%
Sole
12.82M
Shared
0.00
None
0.00
ALPHA STAR ACQUISITION CORP
DFNDShares1.03M
TypeSH
Market value$10.58M
0.61%
Sole
10.58M
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VI
DFNDShares1.03M
TypeSH
Market value$10.43M
0.60%
Sole
10.43M
Shared
0.00
None
0.00
SILICON LABORATORIES INC
DFNDShares6.47M
TypeSH
Market value$9.68M
0.56%
Sole
9.68M
Shared
0.00
None
0.00
PONTEM CORPORATION
DFNDShares943.81K
TypeSH
Market value$9.63M
0.55%
Sole
9.63M
Shared
0.00
None
0.00
COPA HOLDINGS SA
DFNDShares4.91M
TypeSH
Market value$9.08M
0.52%
Sole
9.08M
Shared
0.00
None
0.00
LATAMGROWTH SPAC
DFNDShares827.73K
TypeSH
Market value$8.65M
0.50%
Sole
8.65M
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VII
DFNDShares847.33K
TypeSH
Market value$8.57M
0.49%
Sole
8.57M
Shared
0.00
None
0.00
BLACKLINE INC
DFNDShares7.62M
TypeSH
Market value$8.27M
0.48%
Sole
8.27M
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
DFNDShares5.02M
TypeSH
Market value$8.14M
0.47%
Sole
8.14M
Shared
0.00
None
0.00
FREEDOM ACQUISITION I CORP
DFNDShares786.71K
TypeSH
Market value$8.02M
0.46%
Sole
8.02M
Shared
0.00
None
0.00
ETSY INC
DFNDShares5.43M
TypeSH
Market value$7.78M
0.45%
Sole
7.78M
Shared
0.00
None
0.00
UNITED STATES STL CORP
DFNDShares3.53M
TypeSH
Market value$7.16M
0.41%
Sole
7.16M
Shared
0.00
None
0.00
METAL SKY STAR ACQUISITION C
DFNDShares701.26K
TypeSH
Market value$7.14M
0.41%
Sole
7.14M
Shared
0.00
None
0.00
INFINT ACQUISITION CORP
DFNDShares665K
TypeSH
Market value$6.95M
0.40%
Sole
6.95M
Shared
0.00
None
0.00
CRESCERA CAP ACQUISITION COR
DFNDShares672.65K
TypeSH
Market value$6.93M
0.40%
Sole
6.93M
Shared
0.00
None
0.00
CLOUDFLARE INC
DFNDShares4M
TypeSH
Market value$6.77M
0.39%
Sole
6.77M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 5.27M | SH | $1.08B 62.11% | 1.08B | 0.00 | 0.00 |
PALO ALTO NETWORKS INCDFND | NOTE 0.375% 6/0 | 25.89M | SH | $52.16M 3.00% | 52.16M | 0.00 | 0.00 |
EQT CORPDFND | NOTE 1.750% 5/0 | 15.60M | SH | $34.14M 1.97% | 34.14M | 0.00 | 0.00 |
ZSCALER INCDFND | NOTE 0.125% 7/0 | 14.20M | SH | $14.86M 0.86% | 14.86M | 0.00 | 0.00 |
PEABODY ENGR CORPDFND | NOTE 3.250% 3/0 | 9.66M | SH | $14.65M 0.84% | 14.65M | 0.00 | 0.00 |
INSULET CORPDFND | NOTE 0.375% 9/0 | 9.70M | SH | $14.50M 0.83% | 14.50M | 0.00 | 0.00 |
A SPAC II ACQUISITION CORPDFND | ORD SHS CL A | 1.41M | SH | $14.40M 0.83% | 14.40M | 0.00 | 0.00 |
CNX RES CORPDFND | NOTE 2.250% 5/0 | 9.79M | SH | $13.50M 0.78% | 13.50M | 0.00 | 0.00 |
MONGODB INCDFND | NOTE 0.250% 1/1 | 9.95M | SH | $12.82M 0.74% | 12.82M | 0.00 | 0.00 |
ALPHA STAR ACQUISITION CORPDFND | ORDINARY SHARES | 1.03M | SH | $10.58M 0.61% | 10.58M | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIDFND | COM CL A | 1.03M | SH | $10.43M 0.60% | 10.43M | 0.00 | 0.00 |
SILICON LABORATORIES INCDFND | NOTE 0.625% 6/1 | 6.47M | SH | $9.68M 0.56% | 9.68M | 0.00 | 0.00 |
PONTEM CORPORATIONDFND | SHS CL A | 943.81K | SH | $9.63M 0.55% | 9.63M | 0.00 | 0.00 |
COPA HOLDINGS SADFND | NOTE 4.500% 4/1 | 4.91M | SH | $9.08M 0.52% | 9.08M | 0.00 | 0.00 |
LATAMGROWTH SPACDFND | CLASS A ORD SHS | 827.73K | SH | $8.65M 0.50% | 8.65M | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIIDFND | COM CL A | 847.33K | SH | $8.57M 0.49% | 8.57M | 0.00 | 0.00 |
BLACKLINE INCDFND | NOTE 0.125% 8/0 | 7.62M | SH | $8.27M 0.48% | 8.27M | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPDFND | NOTE 5/0 | 5.02M | SH | $8.14M 0.47% | 8.14M | 0.00 | 0.00 |
FREEDOM ACQUISITION I CORPDFND | SHS CL A | 786.71K | SH | $8.02M 0.46% | 8.02M | 0.00 | 0.00 |
ETSY INCDFND | NOTE 0.125%10/0 | 5.43M | SH | $7.78M 0.45% | 7.78M | 0.00 | 0.00 |
UNITED STATES STL CORPDFND | NOTE 5.000%11/0 | 3.53M | SH | $7.16M 0.41% | 7.16M | 0.00 | 0.00 |
METAL SKY STAR ACQUISITION CDFND | ORDINARY SHARES | 701.26K | SH | $7.14M 0.41% | 7.14M | 0.00 | 0.00 |
INFINT ACQUISITION CORPDFND | CL A ORD SHS | 665K | SH | $6.95M 0.40% | 6.95M | 0.00 | 0.00 |
CRESCERA CAP ACQUISITION CORDFND | CLASS A ORD SHS | 672.65K | SH | $6.93M 0.40% | 6.93M | 0.00 | 0.00 |
CLOUDFLARE INCDFND | NOTE 0.750% 5/1 | 4M | SH | $6.77M 0.39% | 6.77M | 0.00 | 0.00 |
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