Filed: 10/24/2022ACC: 0001062993-22-021056
📋 What this filing means
MIZUHO SECURITIES USA LLC filed this quarterly 13F‑HR report disclosing 221 equity positions with a total reported market value of $736.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
221
Positions
$736.2K
Total AUM (reported)
243.64M
Total Shares
Allocation by class
TR UNIT$71.0K9.6%
SHS CL A$65.3K8.9%
CLASS A ORD SHS$63.9K8.7%
COM CL A$59.7K8.1%
CL A SHS$54.5K7.4%
ORDINARY SHARES$38.6K5.2%
COM$22.7K3.1%
Portfolio Concentration
Top 3$97.6K13.3%
4–10$75.7K10.3%
11–25$128.8K17.5%
Rest$434.0K59.0%
Top 3 weight
13.3%
Top 10 weight
23.5%
Voting Authority Distribution
Total shares with voting rights: 736.24K
Sole
Full voting authority
736.24K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other221
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings221
Rows:
SPDR S&P 500 ETF TR
DFNDShares397.65K
TypeSH
Market value$71.0K
9.65%
Sole
71.04K
Shared
0.00
None
0.00
A SPAC II ACQUISITION CORP
DFNDShares1.39M
TypeSH
Market value$13.8K
1.87%
Sole
13.75K
Shared
0.00
None
0.00
MONGODB INC
DFNDShares11.12M
TypeSH
Market value$12.9K
1.75%
Sole
12.85K
Shared
0.00
None
0.00
DATADOG INC
DFNDShares10.74M
TypeSH
Market value$12.7K
1.72%
Sole
12.66K
Shared
0.00
None
0.00
SILICON LABORATORIES INC
DFNDShares10M
TypeSH
Market value$11.8K
1.60%
Sole
11.79K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares225K
TypeSH
Market value$10.9K
1.48%
Sole
10.92K
Shared
0.00
None
0.00
DHC ACQUISITION CORP
DFNDShares1.04M
TypeSH
Market value$10.3K
1.40%
Sole
10.28K
Shared
0.00
None
0.00
ALPHA STAR ACQUISITION CORP
DFNDShares1.03M
TypeSH
Market value$10.2K
1.38%
Sole
10.17K
Shared
0.00
None
0.00
METAL SKY STAR ACQUISITION C
DFNDShares1.03M
TypeSH
Market value$10.1K
1.38%
Sole
10.14K
Shared
0.00
None
0.00
LEO HLDGS CORP II
DFNDShares984.52K
TypeSH
Market value$9.8K
1.33%
Sole
9.76K
Shared
0.00
None
0.00
PONTEM CORPORATION
DFNDShares936.97K
TypeSH
Market value$9.3K
1.26%
Sole
9.29K
Shared
0.00
None
0.00
LUMENTUM HLDGS INC
DFNDShares7.50M
TypeSH
Market value$9.2K
1.25%
Sole
9.23K
Shared
0.00
None
0.00
AUTHENTIC EQUITY ACQUISTN CO
DFNDShares931.67K
TypeSH
Market value$9.2K
1.25%
Sole
9.22K
Shared
0.00
None
0.00
SNAP INC
DFNDShares10M
TypeSH
Market value$9.1K
1.23%
Sole
9.06K
Shared
0.00
None
0.00
INSIGHT ENTERPRISES INC
DFNDShares6.90M
TypeSH
Market value$8.8K
1.20%
Sole
8.83K
Shared
0.00
None
0.00
TWITTER INC
DFNDShares8.63M
TypeSH
Market value$8.7K
1.18%
Sole
8.71K
Shared
0.00
None
0.00
BLACKLINE INC
DFNDShares10.79M
TypeSH
Market value$8.7K
1.18%
Sole
8.67K
Shared
0.00
None
0.00
DATA KNIGHTS ACQUISITION COR
DFNDShares838.30K
TypeSH
Market value$8.6K
1.17%
Sole
8.61K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
DFNDShares4.98M
TypeSH
Market value$8.4K
1.14%
Sole
8.42K
Shared
0.00
None
0.00
AURORA ACQUISITION CORP
DFNDShares850.96K
TypeSH
Market value$8.3K
1.13%
Sole
8.34K
Shared
0.00
None
0.00
AEQUI ACQUISITION CORP
DFNDShares835.66K
TypeSH
Market value$8.3K
1.13%
Sole
8.33K
Shared
0.00
None
0.00
BILL COM HLDGS INC
DFNDShares7.46M
TypeSH
Market value$8.2K
1.11%
Sole
8.16K
Shared
0.00
None
0.00
SOCIAL CAPITAL HEDOSOPHA HLD
DFNDShares814.88K
TypeSH
Market value$8.1K
1.11%
Sole
8.15K
Shared
0.00
None
0.00
AURORA TECHNOLOGY ACQUISITIO
DFNDShares803.02K
TypeSH
Market value$8.0K
1.08%
Sole
7.96K
Shared
0.00
None
0.00
INSULET CORP
DFNDShares6.65M
TypeSH
Market value$7.8K
1.07%
Sole
7.85K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRDFND | TR UNIT | 397.65K | SH | $71.0K 9.65% | 71.04K | 0.00 | 0.00 |
A SPAC II ACQUISITION CORPDFND | ORD SHS CL A | 1.39M | SH | $13.8K 1.87% | 13.75K | 0.00 | 0.00 |
MONGODB INCDFND | NOTE 0.250% 1/1 | 11.12M | SH | $12.9K 1.75% | 12.85K | 0.00 | 0.00 |
DATADOG INCDFND | NOTE 0.125% 6/1 | 10.74M | SH | $12.7K 1.72% | 12.66K | 0.00 | 0.00 |
SILICON LABORATORIES INCDFND | NOTE 0.625% 6/1 | 10M | SH | $11.8K 1.60% | 11.79K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 03/01/2023 | 225K | SH | $10.9K 1.48% | 10.92K | 0.00 | 0.00 |
DHC ACQUISITION CORPDFND | CLASS A ORD SHS | 1.04M | SH | $10.3K 1.40% | 10.28K | 0.00 | 0.00 |
ALPHA STAR ACQUISITION CORPDFND | ORDINARY SHARES | 1.03M | SH | $10.2K 1.38% | 10.17K | 0.00 | 0.00 |
METAL SKY STAR ACQUISITION CDFND | ORDINARY SHARES | 1.03M | SH | $10.1K 1.38% | 10.14K | 0.00 | 0.00 |
LEO HLDGS CORP IIDFND | COM CL A | 984.52K | SH | $9.8K 1.33% | 9.76K | 0.00 | 0.00 |
PONTEM CORPORATIONDFND | SHS CL A | 936.97K | SH | $9.3K 1.26% | 9.29K | 0.00 | 0.00 |
LUMENTUM HLDGS INCDFND | NOTE 0.250% 3/1 | 7.50M | SH | $9.2K 1.25% | 9.23K | 0.00 | 0.00 |
AUTHENTIC EQUITY ACQUISTN CODFND | CL A SHS | 931.67K | SH | $9.2K 1.25% | 9.22K | 0.00 | 0.00 |
SNAP INCDFND | NOTE 0.250% 5/0 | 10M | SH | $9.1K 1.23% | 9.06K | 0.00 | 0.00 |
INSIGHT ENTERPRISES INCDFND | NOTE 0.750% 2/1 | 6.90M | SH | $8.8K 1.20% | 8.83K | 0.00 | 0.00 |
TWITTER INCDFND | NOTE 0.250% 6/1 | 8.63M | SH | $8.7K 1.18% | 8.71K | 0.00 | 0.00 |
BLACKLINE INCDFND | NOTE 3/1 | 10.79M | SH | $8.7K 1.18% | 8.67K | 0.00 | 0.00 |
DATA KNIGHTS ACQUISITION CORDFND | CLASS A COM | 838.30K | SH | $8.6K 1.17% | 8.61K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCDFND | NOTE 0.375% 6/0 | 4.98M | SH | $8.4K 1.14% | 8.42K | 0.00 | 0.00 |
AURORA ACQUISITION CORPDFND | CLASS A ORD SHS | 850.96K | SH | $8.3K 1.13% | 8.34K | 0.00 | 0.00 |
AEQUI ACQUISITION CORPDFND | COM CL A | 835.66K | SH | $8.3K 1.13% | 8.33K | 0.00 | 0.00 |
BILL COM HLDGS INCDFND | NOTE 12/0 | 7.46M | SH | $8.2K 1.11% | 8.16K | 0.00 | 0.00 |
SOCIAL CAPITAL HEDOSOPHA HLDDFND | SHS CL A | 814.88K | SH | $8.1K 1.11% | 8.15K | 0.00 | 0.00 |
AURORA TECHNOLOGY ACQUISITIODFND | CLASS A ORD SHS | 803.02K | SH | $8.0K 1.08% | 7.96K | 0.00 | 0.00 |
INSULET CORPDFND | NOTE 0.375% 9/0 | 6.65M | SH | $7.8K 1.07% | 7.85K | 0.00 | 0.00 |
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