Filed: 6/12/2020ACC: 0001553997-20-000009
+312.50K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
312.50K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4
Convertible Note
Direct
Converts to
Common Stock
312.50K shares
Shares
+N/A
Strike price
0.08
Held after
1.72M
Exercisable
—
9/6/2019
Warrants
Direct
Converts to
Common Stock
156.25K shares
Shares
+156.25K
Strike price
0.12
Held after
1.88M
Exercisable
—
9/6/2019
Convertible Note
Direct
Converts to
Common Stock
312.50K shares
Shares
+N/A
Strike price
0.08
Held after
2.19M
Exercisable
—
10/16/2019
Warrants
Direct
Converts to
Common Stock
156.25K shares
Shares
+156.25K
Strike price
0.12
Held after
2.34M
Exercisable
—
10/16/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Note Direct | Common Stock312.50K shares | 9/6/2019 | P · Purchase | +N/A | 0.08 | — | 1.72M |
| Warrants Direct | Common Stock156.25K shares | 9/6/2019 | P · Purchase | +156.25K | 0.12 | — | 1.88M |
| Convertible Note Direct | Common Stock312.50K shares | 10/16/2019 | P · Purchase | +N/A | 0.08 | — | 2.19M |
| Warrants Direct | Common Stock156.25K shares | 10/16/2019 | P · Purchase | +156.25K | 0.12 | — | 2.34M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned1.74M
Total
1.74M direct1.74M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.74M | Direct |
| Total | 1.74M | 1.74M direct |
Derivative Holdings (Post-Transaction)2
Warrants
DirectUnderlying security
Common Stock
Underlying shares
468.75K
Shares owned
1.41M
Exercise price
0.12
Expiration
—
Exercise window
—
Convertible Note
DirectUnderlying security
Common Stock
Underlying shares
937.50K
Shares owned
937.50K
Exercise price
0.08
Expiration
—
Exercise window
—
Total
Underlying
1.41M
Owned
2.34M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock | 0.12 | — | — | 468.75K | 1.41M |
| Convertible Note Direct | Common Stock | 0.08 | — | — | 937.50K | 937.50K |
| Total | 1.41M | 2.34M | ||||