Filed: 2/6/2024ACC: 0001545545-24-000003
📋 What this filing means
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. filed this quarterly 13F‑HR report disclosing 22 equity positions with a total reported market value of $17.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
22
Positions
$17.34M
Total AUM (reported)
121.38K
Total Shares
Allocation by class
COM$10.57M60.9%
RUSSELL 2000 ETF$1.82M10.5%
CL A$1.11M6.4%
CAP STK CL A$1.11M6.4%
SPONSORED ADS$714.7K4.1%
U.S. REAL ES ETF$714.6K4.1%
SBI INT-UTILS$673.8K3.9%
Portfolio Concentration
Top 3$5.45M31.4%
4–10$6.47M37.3%
11–25$5.43M31.3%
Top 3 weight
31.4%
Top 10 weight
68.7%
Voting Authority Distribution
Total shares with voting rights: 121.38K
Sole
Full voting authority
121.38K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other22
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings22
Rows:
NVIDIA CORPORATION
DFNDShares4.38K
TypeSH
Market value$2.17M
12.50%
Sole
4.38K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares9.07K
TypeSH
Market value$1.82M
10.50%
Sole
9.07K
Shared
0.00
None
0.00
TESLA INC
DFNDShares5.87K
TypeSH
Market value$1.46M
8.40%
Sole
5.87K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares3.15K
TypeSH
Market value$1.11M
6.42%
Sole
3.15K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares7.94K
TypeSH
Market value$1.11M
6.40%
Sole
7.94K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares7.07K
TypeSH
Market value$1.07M
6.20%
Sole
7.07K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares2.81K
TypeSH
Market value$1.06M
6.10%
Sole
2.81K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
DFNDShares6.87K
TypeSH
Market value$714.7K
4.12%
Sole
6.87K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares7.82K
TypeSH
Market value$714.6K
4.12%
Sole
7.82K
Shared
0.00
None
0.00
ELI LILLY & CO
DFNDShares1.18K
TypeSH
Market value$684.9K
3.95%
Sole
1.18K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
DFNDShares10.64K
TypeSH
Market value$673.8K
3.89%
Sole
10.64K
Shared
0.00
None
0.00
ALCOA CORP
DFNDShares18.90K
TypeSH
Market value$642.7K
3.71%
Sole
18.90K
Shared
0.00
None
0.00
BOEING CO
DFNDShares1.96K
TypeSH
Market value$510.4K
2.94%
Sole
1.96K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
DFNDShares972.00
TypeSH
Market value$440.5K
2.54%
Sole
972.00
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
DFNDShares4.65K
TypeSH
Market value$437.1K
2.52%
Sole
4.65K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
DFNDShares1.21K
TypeSH
Market value$432.3K
2.49%
Sole
1.21K
Shared
0.00
None
0.00
COCA COLA CO
DFNDShares7.32K
TypeSH
Market value$431.3K
2.49%
Sole
7.32K
Shared
0.00
None
0.00
AMERICAN ELEC PWR CO INC
DFNDShares5.25K
TypeSH
Market value$426.3K
2.46%
Sole
5.25K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares7.02K
TypeSH
Market value$426.2K
2.46%
Sole
7.02K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares799.00
TypeSH
Market value$420.6K
2.43%
Sole
799.00
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares3.87K
TypeSH
Market value$387.3K
2.23%
Sole
3.87K
Shared
0.00
None
0.00
ARM HOLDINGS PLC
DFNDShares2.63K
TypeSH
Market value$198.0K
1.14%
Sole
2.63K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 4.38K | SH | $2.17M 12.50% | 4.38K | 0.00 | 0.00 |
ISHARES TRDFND | RUSSELL 2000 ETF | 9.07K | SH | $1.82M 10.50% | 9.07K | 0.00 | 0.00 |
TESLA INCDFND | COM | 5.87K | SH | $1.46M 8.40% | 5.87K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 3.15K | SH | $1.11M 6.42% | 3.15K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 7.94K | SH | $1.11M 6.40% | 7.94K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 7.07K | SH | $1.07M 6.20% | 7.07K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 2.81K | SH | $1.06M 6.10% | 2.81K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDDFND | SPONSORED ADS | 6.87K | SH | $714.7K 4.12% | 6.87K | 0.00 | 0.00 |
ISHARES TRDFND | U.S. REAL ES ETF | 7.82K | SH | $714.6K 4.12% | 7.82K | 0.00 | 0.00 |
ELI LILLY & CODFND | COM | 1.18K | SH | $684.9K 3.95% | 1.18K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRDFND | SBI INT-UTILS | 10.64K | SH | $673.8K 3.89% | 10.64K | 0.00 | 0.00 |
ALCOA CORPDFND | COM | 18.90K | SH | $642.7K 3.71% | 18.90K | 0.00 | 0.00 |
BOEING CODFND | COM | 1.96K | SH | $510.4K 2.94% | 1.96K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPDFND | COM | 972.00 | SH | $440.5K 2.54% | 972.00 | 0.00 | 0.00 |
PHILIP MORRIS INTL INCDFND | COM | 4.65K | SH | $437.1K 2.52% | 4.65K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 1.21K | SH | $432.3K 2.49% | 1.21K | 0.00 | 0.00 |
COCA COLA CODFND | COM | 7.32K | SH | $431.3K 2.49% | 7.32K | 0.00 | 0.00 |
AMERICAN ELEC PWR CO INCDFND | COM | 5.25K | SH | $426.3K 2.46% | 5.25K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | COM | 7.02K | SH | $426.2K 2.46% | 7.02K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 799.00 | SH | $420.6K 2.43% | 799.00 | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 3.87K | SH | $387.3K 2.23% | 3.87K | 0.00 | 0.00 |
ARM HOLDINGS PLCDFND | SPONSORED ADR | 2.63K | SH | $198.0K 1.14% | 2.63K | 0.00 | 0.00 |