Filed: 11/1/2023ACC: 0001545545-23-000028
📋 What this filing means
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $22.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
26
Positions
$22.30M
Total AUM (reported)
3.56M
Total Shares
Allocation by class
COM$11.79M52.9%
NOTE 1.500% 2/0$3.38M15.2%
CL A$2.03M9.1%
CAP STK CL A$1.02M4.6%
RUSSELL 2000 ETF$1.01M4.5%
SHS$980.8K4.4%
SPONSORED ADR$845.5K3.8%
Portfolio Concentration
Top 3$7.91M35.5%
4–10$6.48M29.1%
11–25$7.77M34.8%
Rest$141.0K0.6%
Top 3 weight
35.5%
Top 10 weight
64.5%
Voting Authority Distribution
Total shares with voting rights: 3.56M
Sole
Full voting authority
3.56M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other26
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings26
Rows:
WESTERN DIGITAL CORP.
DFNDShares3.44M
TypePRN
Market value$3.38M
15.18%
Sole
3.44M
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares6.60K
TypeSH
Market value$2.87M
12.88%
Sole
6.60K
Shared
0.00
None
0.00
TESLA INC
DFNDShares6.62K
TypeSH
Market value$1.66M
7.43%
Sole
6.62K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares3.44K
TypeSH
Market value$1.03M
4.62%
Sole
3.44K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares7.79K
TypeSH
Market value$1.02M
4.57%
Sole
7.79K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares5.74K
TypeSH
Market value$1.01M
4.55%
Sole
5.74K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares3.18K
TypeSH
Market value$1.00M
4.50%
Sole
3.18K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares7.85K
TypeSH
Market value$998.4K
4.48%
Sole
7.85K
Shared
0.00
None
0.00
NETEASE INC
DFNDShares7.07K
TypeSH
Market value$707.6K
3.17%
Sole
7.07K
Shared
0.00
None
0.00
ARGENX SE
DFNDShares1.43K
TypeSH
Market value$704.5K
3.16%
Sole
1.43K
Shared
0.00
None
0.00
MONGODB INC
DFNDShares2.03K
TypeSH
Market value$702.1K
3.15%
Sole
2.03K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares5.90K
TypeSH
Market value$693.8K
3.11%
Sole
5.90K
Shared
0.00
None
0.00
COCA-COLA EUROPACIFIC PARTNE
DFNDShares11.09K
TypeSH
Market value$692.8K
3.11%
Sole
11.09K
Shared
0.00
None
0.00
CDW CORP
DFNDShares3.43K
TypeSH
Market value$692.6K
3.11%
Sole
3.43K
Shared
0.00
None
0.00
ROPER TECHNOLOGIES INC
DFNDShares1.43K
TypeSH
Market value$692.0K
3.10%
Sole
1.43K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares1.35K
TypeSH
Market value$681.2K
3.05%
Sole
1.35K
Shared
0.00
None
0.00
COCA COLA CO
DFNDShares11.77K
TypeSH
Market value$658.8K
2.95%
Sole
11.77K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
DFNDShares7.06K
TypeSH
Market value$653.6K
2.93%
Sole
7.06K
Shared
0.00
None
0.00
AMERICAN ELEC PWR CO INC
DFNDShares8.48K
TypeSH
Market value$637.7K
2.86%
Sole
8.48K
Shared
0.00
None
0.00
CONSTELLATION BRANDS INC
DFNDShares1.18K
TypeSH
Market value$296.6K
1.33%
Sole
1.18K
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
DFNDShares940.00
TypeSH
Market value$288.7K
1.29%
Sole
940.00
Shared
0.00
None
0.00
CINTAS CORP
DFNDShares600.00
TypeSH
Market value$288.6K
1.29%
Sole
600.00
Shared
0.00
None
0.00
EATON CORP PLC
DFNDShares1.35K
TypeSH
Market value$287.9K
1.29%
Sole
1.35K
Shared
0.00
None
0.00
VULCAN MATLS CO
DFNDShares1.30K
TypeSH
Market value$262.6K
1.18%
Sole
1.30K
Shared
0.00
None
0.00
DELTA AIR LINES INC DEL
DFNDShares6.40K
TypeSH
Market value$236.8K
1.06%
Sole
6.40K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WESTERN DIGITAL CORP.DFND | NOTE 1.500% 2/0 | 3.44M | PRN | $3.38M 15.18% | 3.44M | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 6.60K | SH | $2.87M 12.88% | 6.60K | 0.00 | 0.00 |
TESLA INCDFND | COM | 6.62K | SH | $1.66M 7.43% | 6.62K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 3.44K | SH | $1.03M 4.62% | 3.44K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 7.79K | SH | $1.02M 4.57% | 7.79K | 0.00 | 0.00 |
ISHARES TRDFND | RUSSELL 2000 ETF | 5.74K | SH | $1.01M 4.55% | 5.74K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 3.18K | SH | $1.00M 4.50% | 3.18K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 7.85K | SH | $998.4K 4.48% | 7.85K | 0.00 | 0.00 |
NETEASE INCDFND | SPONSORED ADS | 7.07K | SH | $707.6K 3.17% | 7.07K | 0.00 | 0.00 |
ARGENX SEDFND | SPONSORED ADR | 1.43K | SH | $704.5K 3.16% | 1.43K | 0.00 | 0.00 |
MONGODB INCDFND | CL A | 2.03K | SH | $702.1K 3.15% | 2.03K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 5.90K | SH | $693.8K 3.11% | 5.90K | 0.00 | 0.00 |
COCA-COLA EUROPACIFIC PARTNEDFND | SHS | 11.09K | SH | $692.8K 3.11% | 11.09K | 0.00 | 0.00 |
CDW CORPDFND | COM | 3.43K | SH | $692.6K 3.11% | 3.43K | 0.00 | 0.00 |
ROPER TECHNOLOGIES INCDFND | COM | 1.43K | SH | $692.0K 3.10% | 1.43K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 1.35K | SH | $681.2K 3.05% | 1.35K | 0.00 | 0.00 |
COCA COLA CODFND | COM | 11.77K | SH | $658.8K 2.95% | 11.77K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCDFND | COM | 7.06K | SH | $653.6K 2.93% | 7.06K | 0.00 | 0.00 |
AMERICAN ELEC PWR CO INCDFND | COM | 8.48K | SH | $637.7K 2.86% | 8.48K | 0.00 | 0.00 |
CONSTELLATION BRANDS INCDFND | CL A | 1.18K | SH | $296.6K 1.33% | 1.18K | 0.00 | 0.00 |
ACCENTURE PLC IRELANDDFND | SHS CLASS A | 940.00 | SH | $288.7K 1.29% | 940.00 | 0.00 | 0.00 |
CINTAS CORPDFND | COM | 600.00 | SH | $288.6K 1.29% | 600.00 | 0.00 | 0.00 |
EATON CORP PLCDFND | SHS | 1.35K | SH | $287.9K 1.29% | 1.35K | 0.00 | 0.00 |
VULCAN MATLS CODFND | COM | 1.30K | SH | $262.6K 1.18% | 1.30K | 0.00 | 0.00 |
DELTA AIR LINES INC DELDFND | COM NEW | 6.40K | SH | $236.8K 1.06% | 6.40K | 0.00 | 0.00 |
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