Filed: 8/2/2023ACC: 0001545545-23-000026
📋 What this filing means
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $17.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
21
Positions
$17.12M
Total AUM (reported)
3.49M
Total Shares
Allocation by class
COM$11.12M65.0%
NOTE 1.500% 2/0$3.32M19.4%
RUSSELL 2000 ETF$1.51M8.8%
CL A$542.4K3.2%
CAP STK CL A$489.6K2.9%
CL A COM STK$73.1K0.4%
CL B$68.8K0.4%
Portfolio Concentration
Top 3$12.93M75.6%
4–10$3.45M20.2%
11–25$732.1K4.3%
Top 3 weight
75.6%
Top 10 weight
95.7%
Voting Authority Distribution
Total shares with voting rights: 3.49M
Sole
Full voting authority
3.49M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other21
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings21
Rows:
NVIDIA CORPORATION
DFNDShares19.17K
TypeSH
Market value$8.11M
47.38%
Sole
19.17K
Shared
0.00
None
0.00
WESTERN DIGITAL CORP.
DFNDShares3.44M
TypePRN
Market value$3.32M
19.38%
Sole
3.44M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares8.04K
TypeSH
Market value$1.51M
8.80%
Sole
8.04K
Shared
0.00
None
0.00
TESLA INC
DFNDShares4.55K
TypeSH
Market value$1.19M
6.96%
Sole
4.55K
Shared
0.00
None
0.00
ADOBE SYSTEMS INCORPORATED
DFNDShares1.14K
TypeSH
Market value$557.4K
3.26%
Sole
1.14K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares1.89K
TypeSH
Market value$542.4K
3.17%
Sole
1.89K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares4.02K
TypeSH
Market value$524.0K
3.06%
Sole
4.02K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares4.09K
TypeSH
Market value$489.6K
2.86%
Sole
4.09K
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
DFNDShares786.00
TypeSH
Market value$74.3K
0.43%
Sole
786.00
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
DFNDShares716.00
TypeSH
Market value$74.3K
0.43%
Sole
716.00
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
DFNDShares648.00
TypeSH
Market value$73.8K
0.43%
Sole
648.00
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
DFNDShares759.00
TypeSH
Market value$73.1K
0.43%
Sole
759.00
Shared
0.00
None
0.00
FISERV INC
DFNDShares579.00
TypeSH
Market value$73.0K
0.43%
Sole
579.00
Shared
0.00
None
0.00
LILLY ELI & CO
DFNDShares154.00
TypeSH
Market value$72.2K
0.42%
Sole
154.00
Shared
0.00
None
0.00
MARVELL TECHNOLOGY INC
DFNDShares1.21K
TypeSH
Market value$72.1K
0.42%
Sole
1.21K
Shared
0.00
None
0.00
YUM BRANDS INC
DFNDShares519.00
TypeSH
Market value$71.9K
0.42%
Sole
519.00
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares145.00
TypeSH
Market value$69.7K
0.41%
Sole
145.00
Shared
0.00
None
0.00
TAPESTRY INC
DFNDShares1.63K
TypeSH
Market value$69.6K
0.41%
Sole
1.63K
Shared
0.00
None
0.00
NIKE INC
DFNDShares623.00
TypeSH
Market value$68.8K
0.40%
Sole
623.00
Shared
0.00
None
0.00
FERRARI N V
DFNDShares227.00
TypeSH
Market value$68.0K
0.40%
Sole
227.00
Shared
0.00
None
0.00
FRIEDMAN INDS INC
DFNDShares1.57K
TypeSH
Market value$19.8K
0.12%
Sole
1.57K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 19.17K | SH | $8.11M 47.38% | 19.17K | 0.00 | 0.00 |
WESTERN DIGITAL CORP.DFND | NOTE 1.500% 2/0 | 3.44M | PRN | $3.32M 19.38% | 3.44M | 0.00 | 0.00 |
ISHARES TRDFND | RUSSELL 2000 ETF | 8.04K | SH | $1.51M 8.80% | 8.04K | 0.00 | 0.00 |
TESLA INCDFND | COM | 4.55K | SH | $1.19M 6.96% | 4.55K | 0.00 | 0.00 |
ADOBE SYSTEMS INCORPORATEDDFND | COM | 1.14K | SH | $557.4K 3.26% | 1.14K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 1.89K | SH | $542.4K 3.17% | 1.89K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 4.02K | SH | $524.0K 3.06% | 4.02K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 4.09K | SH | $489.6K 2.86% | 4.09K | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPDFND | COM | 786.00 | SH | $74.3K 0.43% | 786.00 | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPDFND | COM | 716.00 | SH | $74.3K 0.43% | 716.00 | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCDFND | COM | 648.00 | SH | $73.8K 0.43% | 648.00 | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONDFND | CL A COM STK | 759.00 | SH | $73.1K 0.43% | 759.00 | 0.00 | 0.00 |
FISERV INCDFND | COM | 579.00 | SH | $73.0K 0.43% | 579.00 | 0.00 | 0.00 |
LILLY ELI & CODFND | COM | 154.00 | SH | $72.2K 0.42% | 154.00 | 0.00 | 0.00 |
MARVELL TECHNOLOGY INCDFND | COM | 1.21K | SH | $72.1K 0.42% | 1.21K | 0.00 | 0.00 |
YUM BRANDS INCDFND | COM | 519.00 | SH | $71.9K 0.42% | 519.00 | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 145.00 | SH | $69.7K 0.41% | 145.00 | 0.00 | 0.00 |
TAPESTRY INCDFND | COM | 1.63K | SH | $69.6K 0.41% | 1.63K | 0.00 | 0.00 |
NIKE INCDFND | CL B | 623.00 | SH | $68.8K 0.40% | 623.00 | 0.00 | 0.00 |
FERRARI N VDFND | COM | 227.00 | SH | $68.0K 0.40% | 227.00 | 0.00 | 0.00 |
FRIEDMAN INDS INCDFND | COM | 1.57K | SH | $19.8K 0.12% | 1.57K | 0.00 | 0.00 |