Filed: 5/2/2023ACC: 0001545545-23-000005
📋 What this filing means
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. filed this quarterly 13F‑HR report disclosing 12 equity positions with a total reported market value of $3.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
12
Positions
$3.7K
Total AUM (reported)
3.14M
Total Shares
Allocation by class
NOTE 1.500% 2/0$3.0K81.3%
COM$383.0010.3%
UNIT SER 1$315.008.5%
Portfolio Concentration
Top 3$3.5K94.0%
4–10$208.005.6%
11–25$15.000.4%
Top 3 weight
94.0%
Top 10 weight
99.6%
Voting Authority Distribution
Total shares with voting rights: 3.14M
Sole
Full voting authority
3.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other12
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings12
Rows:
WESTERN DIGITAL CORP.
DFNDShares3.14M
TypePRN
Market value$3.0K
81.26%
Sole
3.14M
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares983.00
TypeSH
Market value$315.00
8.46%
Sole
983.00
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP
DFNDShares346.00
TypeSH
Market value$160.00
4.30%
Sole
346.00
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
DFNDShares193.00
TypeSH
Market value$91.00
2.44%
Sole
193.00
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares1K
TypeSH
Market value$77.00
2.07%
Sole
1K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
DFNDShares51.00
TypeSH
Market value$8.00
0.21%
Sole
51.00
Shared
0.00
None
0.00
PEPSICO INC
DFNDShares42.00
TypeSH
Market value$8.00
0.21%
Sole
42.00
Shared
0.00
None
0.00
COCA COLA CO
DFNDShares122.00
TypeSH
Market value$8.00
0.21%
Sole
122.00
Shared
0.00
None
0.00
MCDONALDS CORP
DFNDShares27.00
TypeSH
Market value$8.00
0.21%
Sole
27.00
Shared
0.00
None
0.00
AT&T INC
DFNDShares393.00
TypeSH
Market value$8.00
0.21%
Sole
393.00
Shared
0.00
None
0.00
WALMART INC
DFNDShares52.00
TypeSH
Market value$8.00
0.21%
Sole
52.00
Shared
0.00
None
0.00
KRAFT HEINZ CO
DFNDShares193.00
TypeSH
Market value$7.00
0.19%
Sole
193.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WESTERN DIGITAL CORP.DFND | NOTE 1.500% 2/0 | 3.14M | PRN | $3.0K 81.26% | 3.14M | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 983.00 | SH | $315.00 8.46% | 983.00 | 0.00 | 0.00 |
NORTHROP GRUMMAN CORPDFND | COM | 346.00 | SH | $160.00 4.30% | 346.00 | 0.00 | 0.00 |
LOCKHEED MARTIN CORPDFND | COM | 193.00 | SH | $91.00 2.44% | 193.00 | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | COM | 1K | SH | $77.00 2.07% | 1K | 0.00 | 0.00 |
PROCTER AND GAMBLE CODFND | COM | 51.00 | SH | $8.00 0.21% | 51.00 | 0.00 | 0.00 |
PEPSICO INCDFND | COM | 42.00 | SH | $8.00 0.21% | 42.00 | 0.00 | 0.00 |
COCA COLA CODFND | COM | 122.00 | SH | $8.00 0.21% | 122.00 | 0.00 | 0.00 |
MCDONALDS CORPDFND | COM | 27.00 | SH | $8.00 0.21% | 27.00 | 0.00 | 0.00 |
AT&T INCDFND | COM | 393.00 | SH | $8.00 0.21% | 393.00 | 0.00 | 0.00 |
WALMART INCDFND | COM | 52.00 | SH | $8.00 0.21% | 52.00 | 0.00 | 0.00 |
KRAFT HEINZ CODFND | COM | 193.00 | SH | $7.00 0.19% | 193.00 | 0.00 | 0.00 |