Filed: 1/24/2023ACC: 0001545545-23-000002
📋 What this filing means
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. filed this quarterly 13F‑HR report disclosing 197 equity positions with a total reported market value of $11.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
197
Positions
$11.4K
Total AUM (reported)
2.91M
Total Shares
Allocation by class
COM$8.0K70.4%
NOTE 1.500% 2/0$2.7K23.6%
U.S. REAL ES ETF$204.001.8%
COM NEW$150.001.3%
CAP STK CL C$83.000.7%
COM CL A$71.000.6%
SHS$49.000.4%
Portfolio Concentration
Top 3$6.1K53.9%
4–10$1.4K12.7%
11–25$1.2K10.6%
Rest$2.6K22.8%
Top 3 weight
53.9%
Top 10 weight
66.5%
Voting Authority Distribution
Total shares with voting rights: 2.91M
Sole
Full voting authority
2.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other197
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings197
Rows:
COUPA SOFTWARE INC
DFNDShares39.64K
TypeSH
Market value$3.1K
27.55%
Sole
39.64K
Shared
0.00
None
0.00
WESTERN DIGITAL CORP.
DFNDShares2.82M
TypePRN
Market value$2.7K
23.60%
Sole
2.82M
Shared
0.00
None
0.00
AUTOZONE INC
DFNDShares125.00
TypeSH
Market value$308.00
2.70%
Sole
125.00
Shared
0.00
None
0.00
APPLE INC
DFNDShares2.23K
TypeSH
Market value$290.00
2.55%
Sole
2.23K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares1.18K
TypeSH
Market value$283.00
2.48%
Sole
1.18K
Shared
0.00
None
0.00
PFIZER INC
DFNDShares4.12K
TypeSH
Market value$211.00
1.85%
Sole
4.12K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares2.42K
TypeSH
Market value$204.00
1.79%
Sole
2.42K
Shared
0.00
None
0.00
SEMPRA
DFNDShares1.13K
TypeSH
Market value$175.00
1.54%
Sole
1.13K
Shared
0.00
None
0.00
EOG RES INC
DFNDShares1.11K
TypeSH
Market value$144.00
1.26%
Sole
1.11K
Shared
0.00
None
0.00
MERCK & CO INC
DFNDShares1.24K
TypeSH
Market value$138.00
1.21%
Sole
1.24K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares1.57K
TypeSH
Market value$132.00
1.16%
Sole
1.57K
Shared
0.00
None
0.00
COCA COLA CO
DFNDShares1.82K
TypeSH
Market value$116.00
1.02%
Sole
1.82K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP
DFNDShares209.00
TypeSH
Market value$114.00
1.00%
Sole
209.00
Shared
0.00
None
0.00
MCDONALDS CORP
DFNDShares430.00
TypeSH
Market value$113.00
0.99%
Sole
430.00
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares930.00
TypeSH
Market value$83.00
0.73%
Sole
930.00
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares720.00
TypeSH
Market value$79.00
0.69%
Sole
720.00
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
DFNDShares540.00
TypeSH
Market value$75.00
0.66%
Sole
540.00
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
DFNDShares150.00
TypeSH
Market value$73.00
0.64%
Sole
150.00
Shared
0.00
None
0.00
VISA INC
DFNDShares340.00
TypeSH
Market value$71.00
0.62%
Sole
340.00
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares370.00
TypeSH
Market value$66.00
0.58%
Sole
370.00
Shared
0.00
None
0.00
KLA CORP
DFNDShares170.00
TypeSH
Market value$64.00
0.56%
Sole
170.00
Shared
0.00
None
0.00
DISCOVER FINL SVCS
DFNDShares620.00
TypeSH
Market value$61.00
0.54%
Sole
620.00
Shared
0.00
None
0.00
DANAHER CORPORATION
DFNDShares220.00
TypeSH
Market value$58.00
0.51%
Sole
220.00
Shared
0.00
None
0.00
AFLAC INC
DFNDShares740.00
TypeSH
Market value$53.00
0.47%
Sole
740.00
Shared
0.00
None
0.00
WALMART INC
DFNDShares360.00
TypeSH
Market value$51.00
0.45%
Sole
360.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
COUPA SOFTWARE INCDFND | COM | 39.64K | SH | $3.1K 27.55% | 39.64K | 0.00 | 0.00 |
WESTERN DIGITAL CORP.DFND | NOTE 1.500% 2/0 | 2.82M | PRN | $2.7K 23.60% | 2.82M | 0.00 | 0.00 |
AUTOZONE INCDFND | COM | 125.00 | SH | $308.00 2.70% | 125.00 | 0.00 | 0.00 |
APPLE INCDFND | COM | 2.23K | SH | $290.00 2.55% | 2.23K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 1.18K | SH | $283.00 2.48% | 1.18K | 0.00 | 0.00 |
PFIZER INCDFND | COM | 4.12K | SH | $211.00 1.85% | 4.12K | 0.00 | 0.00 |
ISHARES TRDFND | U.S. REAL ES ETF | 2.42K | SH | $204.00 1.79% | 2.42K | 0.00 | 0.00 |
SEMPRADFND | COM | 1.13K | SH | $175.00 1.54% | 1.13K | 0.00 | 0.00 |
EOG RES INCDFND | COM | 1.11K | SH | $144.00 1.26% | 1.11K | 0.00 | 0.00 |
MERCK & CO INCDFND | COM | 1.24K | SH | $138.00 1.21% | 1.24K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 1.57K | SH | $132.00 1.16% | 1.57K | 0.00 | 0.00 |
COCA COLA CODFND | COM | 1.82K | SH | $116.00 1.02% | 1.82K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORPDFND | COM | 209.00 | SH | $114.00 1.00% | 209.00 | 0.00 | 0.00 |
MCDONALDS CORPDFND | COM | 430.00 | SH | $113.00 0.99% | 430.00 | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 930.00 | SH | $83.00 0.73% | 930.00 | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 720.00 | SH | $79.00 0.69% | 720.00 | 0.00 | 0.00 |
PALO ALTO NETWORKS INCDFND | COM | 540.00 | SH | $75.00 0.66% | 540.00 | 0.00 | 0.00 |
LOCKHEED MARTIN CORPDFND | COM | 150.00 | SH | $73.00 0.64% | 150.00 | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 340.00 | SH | $71.00 0.62% | 340.00 | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 370.00 | SH | $66.00 0.58% | 370.00 | 0.00 | 0.00 |
KLA CORPDFND | COM NEW | 170.00 | SH | $64.00 0.56% | 170.00 | 0.00 | 0.00 |
DISCOVER FINL SVCSDFND | COM | 620.00 | SH | $61.00 0.54% | 620.00 | 0.00 | 0.00 |
DANAHER CORPORATIONDFND | COM | 220.00 | SH | $58.00 0.51% | 220.00 | 0.00 | 0.00 |
AFLAC INCDFND | COM | 740.00 | SH | $53.00 0.47% | 740.00 | 0.00 | 0.00 |
WALMART INCDFND | COM | 360.00 | SH | $51.00 0.45% | 360.00 | 0.00 | 0.00 |
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