Filed: 11/8/2022ACC: 0001545545-22-000017
📋 What this filing means
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. filed this quarterly 13F‑HR report disclosing 170 equity positions with a total reported market value of $7.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
170
Positions
$7.4K
Total AUM (reported)
2.37M
Total Shares
Allocation by class
COM$4.5K60.6%
NOTE 1.500% 2/0$2.2K29.5%
U.S. REAL ES ETF$197.002.7%
COM NEW$138.001.9%
CAP STK CL A$107.001.4%
CAP STK CL C$96.001.3%
COM CL A$66.000.9%
Portfolio Concentration
Top 3$3.0K39.7%
4–10$1.3K17.4%
11–25$1.0K13.5%
Rest$2.2K29.4%
Top 3 weight
39.7%
Top 10 weight
57.1%
Voting Authority Distribution
Total shares with voting rights: 2.37M
Sole
Full voting authority
2.37M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other170
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings170
Rows:
WESTERN DIGITAL CORP.
DFNDShares2.32M
TypePRN
Market value$2.2K
29.46%
Sole
2.32M
Shared
0.00
None
0.00
APPLE INC
DFNDShares2.90K
TypeSH
Market value$401.00
5.40%
Sole
2.90K
Shared
0.00
None
0.00
AUTOZONE INC
DFNDShares169.00
TypeSH
Market value$362.00
4.87%
Sole
169.00
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares1.35K
TypeSH
Market value$314.00
4.23%
Sole
1.35K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares2.17K
TypeSH
Market value$245.00
3.30%
Sole
2.17K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares2.42K
TypeSH
Market value$197.00
2.65%
Sole
2.42K
Shared
0.00
None
0.00
MERCK & CO INC
DFNDShares2K
TypeSH
Market value$172.00
2.31%
Sole
2K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares2.03K
TypeSH
Market value$138.00
1.86%
Sole
2.03K
Shared
0.00
None
0.00
MCDONALDS CORP
DFNDShares507.00
TypeSH
Market value$117.00
1.57%
Sole
507.00
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares1.12K
TypeSH
Market value$107.00
1.44%
Sole
1.12K
Shared
0.00
None
0.00
COCA COLA CO
DFNDShares1.76K
TypeSH
Market value$99.00
1.33%
Sole
1.76K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares1K
TypeSH
Market value$96.00
1.29%
Sole
1K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares600.00
TypeSH
Market value$86.00
1.16%
Sole
600.00
Shared
0.00
None
0.00
PFIZER INC
DFNDShares1.93K
TypeSH
Market value$84.00
1.13%
Sole
1.93K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
DFNDShares120.00
TypeSH
Market value$83.00
1.12%
Sole
120.00
Shared
0.00
None
0.00
TESLA INC
DFNDShares300.00
TypeSH
Market value$80.00
1.08%
Sole
300.00
Shared
0.00
None
0.00
VISA INC
DFNDShares370.00
TypeSH
Market value$66.00
0.89%
Sole
370.00
Shared
0.00
None
0.00
VERTEX PHARMACEUTICALS INC
DFNDShares210.00
TypeSH
Market value$61.00
0.82%
Sole
210.00
Shared
0.00
None
0.00
AMERIPRISE FINL INC
DFNDShares220.00
TypeSH
Market value$55.00
0.74%
Sole
220.00
Shared
0.00
None
0.00
DISCOVER FINL SVCS
DFNDShares580.00
TypeSH
Market value$53.00
0.71%
Sole
580.00
Shared
0.00
None
0.00
WALMART INC
DFNDShares400.00
TypeSH
Market value$52.00
0.70%
Sole
400.00
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
DFNDShares110.00
TypeSH
Market value$52.00
0.70%
Sole
110.00
Shared
0.00
None
0.00
CONOCOPHILLIPS
DFNDShares460.00
TypeSH
Market value$47.00
0.63%
Sole
460.00
Shared
0.00
None
0.00
KLA CORP
DFNDShares150.00
TypeSH
Market value$45.00
0.61%
Sole
150.00
Shared
0.00
None
0.00
BAXTER INTL INC
DFNDShares840.00
TypeSH
Market value$45.00
0.61%
Sole
840.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WESTERN DIGITAL CORP.DFND | NOTE 1.500% 2/0 | 2.32M | PRN | $2.2K 29.46% | 2.32M | 0.00 | 0.00 |
APPLE INCDFND | COM | 2.90K | SH | $401.00 5.40% | 2.90K | 0.00 | 0.00 |
AUTOZONE INCDFND | COM | 169.00 | SH | $362.00 4.87% | 169.00 | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 1.35K | SH | $314.00 4.23% | 1.35K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 2.17K | SH | $245.00 3.30% | 2.17K | 0.00 | 0.00 |
ISHARES TRDFND | U.S. REAL ES ETF | 2.42K | SH | $197.00 2.65% | 2.42K | 0.00 | 0.00 |
MERCK & CO INCDFND | COM | 2K | SH | $172.00 2.31% | 2K | 0.00 | 0.00 |
SOUTHERN CODFND | COM | 2.03K | SH | $138.00 1.86% | 2.03K | 0.00 | 0.00 |
MCDONALDS CORPDFND | COM | 507.00 | SH | $117.00 1.57% | 507.00 | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.12K | SH | $107.00 1.44% | 1.12K | 0.00 | 0.00 |
COCA COLA CODFND | COM | 1.76K | SH | $99.00 1.33% | 1.76K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 1K | SH | $96.00 1.29% | 1K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 600.00 | SH | $86.00 1.16% | 600.00 | 0.00 | 0.00 |
PFIZER INCDFND | COM | 1.93K | SH | $84.00 1.13% | 1.93K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSDFND | COM | 120.00 | SH | $83.00 1.12% | 120.00 | 0.00 | 0.00 |
TESLA INCDFND | COM | 300.00 | SH | $80.00 1.08% | 300.00 | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 370.00 | SH | $66.00 0.89% | 370.00 | 0.00 | 0.00 |
VERTEX PHARMACEUTICALS INCDFND | COM | 210.00 | SH | $61.00 0.82% | 210.00 | 0.00 | 0.00 |
AMERIPRISE FINL INCDFND | COM | 220.00 | SH | $55.00 0.74% | 220.00 | 0.00 | 0.00 |
DISCOVER FINL SVCSDFND | COM | 580.00 | SH | $53.00 0.71% | 580.00 | 0.00 | 0.00 |
WALMART INCDFND | COM | 400.00 | SH | $52.00 0.70% | 400.00 | 0.00 | 0.00 |
COSTCO WHSL CORP NEWDFND | COM | 110.00 | SH | $52.00 0.70% | 110.00 | 0.00 | 0.00 |
CONOCOPHILLIPSDFND | COM | 460.00 | SH | $47.00 0.63% | 460.00 | 0.00 | 0.00 |
KLA CORPDFND | COM NEW | 150.00 | SH | $45.00 0.61% | 150.00 | 0.00 | 0.00 |
BAXTER INTL INCDFND | COM | 840.00 | SH | $45.00 0.61% | 840.00 | 0.00 | 0.00 |
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