Filed: 7/27/2023ACC: 0001694895-23-000003
📋 What this filing means
MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD. filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $155.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
97
Positions
$155.5K
Total AUM (reported)
1.72M
Total Shares
Allocation by class
COM$109.2K70.2%
MSCI KOKUSAI ETF$17.8K11.4%
TECHNOLOGY$6.3K4.1%
SMLLCP 600 IDX$3.4K2.2%
CORE S&P SCP ETF$3.4K2.2%
PORTFOLIO S&P600$3.3K2.1%
CL A$2.9K1.9%
Portfolio Concentration
Top 3$31.6K20.3%
4–10$26.3K16.9%
11–25$35.5K22.8%
Rest$62.1K40.0%
Top 3 weight
20.3%
Top 10 weight
37.2%
Voting Authority Distribution
Total shares with voting rights: 1.72M
Sole
Full voting authority
1.72M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other97
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings97
Rows:
ISHARES MSCI KOKUSAI ETF
DFNDShares192.20K
TypeSH
Market value$17.8K
11.44%
Sole
192.20K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares22K
TypeSH
Market value$7.5K
4.82%
Sole
22K
Shared
0.00
None
0.00
TECHNOLOGY SELECT SECT SPDR
DFNDShares36.50K
TypeSH
Market value$6.3K
4.08%
Sole
36.50K
Shared
0.00
None
0.00
ALPHABET INC-CL A
DFNDShares49.50K
TypeSH
Market value$5.9K
3.81%
Sole
49.50K
Shared
0.00
None
0.00
AMAZON.COM INC
DFNDShares28K
TypeSH
Market value$3.6K
2.35%
Sole
28K
Shared
0.00
None
0.00
VANGUARD S&P SMALL-CAP 600 E
DFNDShares37K
TypeSH
Market value$3.4K
2.19%
Sole
37K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL-CAP E
DFNDShares34K
TypeSH
Market value$3.4K
2.18%
Sole
34K
Shared
0.00
None
0.00
SPDR PORTFOLIO S&P 600 SMALL
DFNDShares85.58K
TypeSH
Market value$3.3K
2.14%
Sole
85.58K
Shared
0.00
None
0.00
TESLA INC
DFNDShares12.60K
TypeSH
Market value$3.3K
2.12%
Sole
12.60K
Shared
0.00
None
0.00
MCDONALD'S CORP
DFNDShares11K
TypeSH
Market value$3.3K
2.11%
Sole
11K
Shared
0.00
None
0.00
MARSH & MCLENNAN COS
DFNDShares16K
TypeSH
Market value$3.0K
1.94%
Sole
16K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares28K
TypeSH
Market value$3.0K
1.93%
Sole
28K
Shared
0.00
None
0.00
DEXCOM INC
DFNDShares21K
TypeSH
Market value$2.7K
1.74%
Sole
21K
Shared
0.00
None
0.00
APPLE INC
DFNDShares13K
TypeSH
Market value$2.5K
1.62%
Sole
13K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares33K
TypeSH
Market value$2.4K
1.58%
Sole
33K
Shared
0.00
None
0.00
ILLUMINA INC
DFNDShares13K
TypeSH
Market value$2.4K
1.57%
Sole
13K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
DFNDShares16K
TypeSH
Market value$2.3K
1.50%
Sole
16K
Shared
0.00
None
0.00
HEALTH CARE SELECT SECTOR
DFNDShares17K
TypeSH
Market value$2.3K
1.45%
Sole
17K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
DFNDShares23K
TypeSH
Market value$2.3K
1.45%
Sole
23K
Shared
0.00
None
0.00
WALT DISNEY CO/THE
DFNDShares25K
TypeSH
Market value$2.2K
1.44%
Sole
25K
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
DFNDShares11.70K
TypeSH
Market value$2.2K
1.41%
Sole
11.70K
Shared
0.00
None
0.00
BLOCK INC
DFNDShares32K
TypeSH
Market value$2.1K
1.37%
Sole
32K
Shared
0.00
None
0.00
APPLIED MATERIALS INC
DFNDShares14K
TypeSH
Market value$2.0K
1.30%
Sole
14K
Shared
0.00
None
0.00
AUTOZONE INC
DFNDShares800.00
TypeSH
Market value$2.0K
1.28%
Sole
800.00
Shared
0.00
None
0.00
GILEAD SCIENCES INC
DFNDShares25K
TypeSH
Market value$1.9K
1.24%
Sole
25K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES MSCI KOKUSAI ETFDFND | MSCI KOKUSAI ETF | 192.20K | SH | $17.8K 11.44% | 192.20K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 22K | SH | $7.5K 4.82% | 22K | 0.00 | 0.00 |
TECHNOLOGY SELECT SECT SPDRDFND | TECHNOLOGY | 36.50K | SH | $6.3K 4.08% | 36.50K | 0.00 | 0.00 |
ALPHABET INC-CL ADFND | COM | 49.50K | SH | $5.9K 3.81% | 49.50K | 0.00 | 0.00 |
AMAZON.COM INCDFND | COM | 28K | SH | $3.6K 2.35% | 28K | 0.00 | 0.00 |
VANGUARD S&P SMALL-CAP 600 EDFND | SMLLCP 600 IDX | 37K | SH | $3.4K 2.19% | 37K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL-CAP EDFND | CORE S&P SCP ETF | 34K | SH | $3.4K 2.18% | 34K | 0.00 | 0.00 |
SPDR PORTFOLIO S&P 600 SMALLDFND | PORTFOLIO S&P600 | 85.58K | SH | $3.3K 2.14% | 85.58K | 0.00 | 0.00 |
TESLA INCDFND | COM | 12.60K | SH | $3.3K 2.12% | 12.60K | 0.00 | 0.00 |
MCDONALD'S CORPDFND | COM | 11K | SH | $3.3K 2.11% | 11K | 0.00 | 0.00 |
MARSH & MCLENNAN COSDFND | COM | 16K | SH | $3.0K 1.94% | 16K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 28K | SH | $3.0K 1.93% | 28K | 0.00 | 0.00 |
DEXCOM INCDFND | COM | 21K | SH | $2.7K 1.74% | 21K | 0.00 | 0.00 |
APPLE INCDFND | COM | 13K | SH | $2.5K 1.62% | 13K | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | COM | 33K | SH | $2.4K 1.58% | 33K | 0.00 | 0.00 |
ILLUMINA INCDFND | COM | 13K | SH | $2.4K 1.57% | 13K | 0.00 | 0.00 |
JPMORGAN CHASE & CODFND | COM | 16K | SH | $2.3K 1.50% | 16K | 0.00 | 0.00 |
HEALTH CARE SELECT SECTORDFND | SBI HEALTHCARE | 17K | SH | $2.3K 1.45% | 17K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPDFND | COM | 23K | SH | $2.3K 1.45% | 23K | 0.00 | 0.00 |
WALT DISNEY CO/THEDFND | COM | 25K | SH | $2.2K 1.44% | 25K | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFDFND | RUSSELL 2000 ETF | 11.70K | SH | $2.2K 1.41% | 11.70K | 0.00 | 0.00 |
BLOCK INCDFND | CL A | 32K | SH | $2.1K 1.37% | 32K | 0.00 | 0.00 |
APPLIED MATERIALS INCDFND | COM | 14K | SH | $2.0K 1.30% | 14K | 0.00 | 0.00 |
AUTOZONE INCDFND | COM | 800.00 | SH | $2.0K 1.28% | 800.00 | 0.00 | 0.00 |
GILEAD SCIENCES INCDFND | COM | 25K | SH | $1.9K 1.24% | 25K | 0.00 | 0.00 |
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