MITCHELL SAMUEL J

PrivateCIK: 1166068

Location

LEXINGTON, KY

MITCHELL SAMUEL J (Chief Executive Officer) received a stock award from VALVOLINE INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MITCHELL SAMUEL J

Filed: 11/15/2021ACC: 0001674910-21-000118

InsiderMITCHELL SAMUEL JCIK 1166068

→

IssuerVALVOLINE INCCIK 1674910

DirectorOfficer· Chief Executive Officer

Since Jul 2018

+136.42K

Net shares

Net buyer

$2.03M

Total sold

0

Open market trades

0B · 0S

10

Total transactions

217.12K acquired · 80.70K disposed

Non-Derivative Transactions6

Common Stock

Direct

A · Award

Shares

+98.97K

Price / share

—

Trade value

—

% of position

37.4%

11/11/2021

264.65K→363.62K

Common Stock

Direct

F · Tax Withholding

Shares

−46.62K

Price / share

$35.25

Trade value

$1.64M

% of position

12.8%

11/11/2021

363.62K→317K

Common Stock

Direct

M · Option Exercise

Shares

+11.26K

Price / share

—

Trade value

—

% of position

3.6%

11/12/2021

317K→328.26K

Common Stock

Direct

F · Tax Withholding

Shares

−5.30K

Price / share

$35.16

Trade value

$186.52K

% of position

1.6%

11/12/2021

328.26K→322.96K

Common Stock

Direct

M · Option Exercise

Shares

+11.91K

Price / share

—

Trade value

—

% of position

3.7%

11/12/2021

322.96K→334.87K

Common Stock

Direct

F · Tax Withholding

Shares

−5.61K

Price / share

$35.16

Trade value

$197.25K

% of position

1.7%

11/12/2021

334.87K→329.26K

Total

Net shares

+64.61K

Net value

-$2.03M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/11/2021	A · Award	+98.97K	—	—	37.4%	264.65K	363.62K
Common Stock Direct	11/11/2021	F · Tax Withholding	−46.62K	$35.25	$1.64M	12.8%	363.62K	317K
Common Stock Direct	11/12/2021	M · Option Exercise	+11.26K	—	—	3.6%	317K	328.26K
Common Stock Direct	11/12/2021	F · Tax Withholding	−5.30K	$35.16	$186.52K	1.6%	328.26K	322.96K
Common Stock Direct	11/12/2021	M · Option Exercise	+11.91K	—	—	3.7%	322.96K	334.87K
Common Stock Direct	11/12/2021	F · Tax Withholding	−5.61K	$35.16	$197.25K	1.7%	334.87K	329.26K
Total			+64.61K		-$2.03M

Derivative Transactions4

FY 2022 Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

21.11K shares

Shares

+21.11K

Strike price

Held after

21.11K

Exercisable

—

11/11/2021

FY 2022 Stock Appreciation Rights

Direct

A · Award

Converts to

Common Stock

73.87K shares

Shares

+73.87K

Strike price

35.25

Held after

73.87K

Exercisable

—

11/11/2021

FY 2020 Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

11.26K shares

Shares

−11.26K

Strike price

Held after

11.26K

Exercisable

—

11/12/2021

FY 2021 Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

11.91K shares

Shares

−11.91K

Strike price

Held after

23.82K

Exercisable

—

11/12/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
FY 2022 Restricted Stock Units Direct	Common Stock21.11K shares	11/11/2021	A · Award	+21.11K		—	21.11K
FY 2022 Stock Appreciation Rights Direct	Common Stock73.87K shares	11/11/2021	A · Award	+73.87K	35.25	—	73.87K
FY 2020 Restricted Stock Units Direct	Common Stock11.26K shares	11/12/2021	M · Option Exercise	−11.26K		—	11.26K
FY 2021 Restricted Stock Units Direct	Common Stock11.91K shares	11/12/2021	M · Option Exercise	−11.91K		—	23.82K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned5.57K

Total

5.57K indirect5.57K

Security Title	Shares Owned	Ownership Type
Common Stock	5.57K	Indirect
Total	5.57K	5.57K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

MITCHELL SAMUEL J — Insider Transaction (Form 4) Filed Nov 15, 2021 | Finecho