MITCHELL SAMUEL J

PrivateCIK: 1166068

Location

LEXINGTON, KY

MITCHELL SAMUEL J (Chief Executive Officer) received a stock award from VALVOLINE INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

MITCHELL SAMUEL J

Filed: 11/16/2020ACC: 0001674910-20-000165

InsiderMITCHELL SAMUEL JCIK 1166068

→

IssuerVALVOLINE INCCIK 1674910

DirectorOfficer· Chief Executive Officer

Since Jul 2018

+192.23K

Net shares

Net buyer

$473.2K

Total sold

0

Open market trades

0B · 0S

10

Total transactions

235.39K acquired · 43.16K disposed

Non-Derivative Transactions6

Common Stock

Direct

A · Award

Shares

+29.58K

Price / share

—

Trade value

—

% of position

14.4%

11/12/2020

205.10K→234.68K

Common Stock

Direct

F · Tax Withholding

Shares

−11.37K

Price / share

$21.60

Trade value

$245.64K

% of position

4.8%

11/12/2020

234.68K→223.31K

Common Stock

Direct

M · Option Exercise

Shares

+10.55K

Price / share

—

Trade value

—

% of position

4.7%

11/13/2020

223.31K→233.87K

Common Stock

Direct

F · Tax Withholding

Shares

−4.97K

Price / share

$22.35

Trade value

$111.10K

% of position

2.1%

11/13/2020

233.87K→228.89K

Common Stock

Direct

M · Option Exercise

Shares

+11.06K

Price / share

—

Trade value

—

% of position

4.8%

11/13/2020

228.89K→239.95K

Common Stock

Direct

F · Tax Withholding

Shares

−5.21K

Price / share

$22.35

Trade value

$116.42K

% of position

2.2%

11/13/2020

239.95K→234.74K

Total

Net shares

+29.64K

Net value

-$473.16K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/12/2020	A · Award	+29.58K	—	—	14.4%	205.10K	234.68K
Common Stock Direct	11/12/2020	F · Tax Withholding	−11.37K	$21.60	$245.64K	4.8%	234.68K	223.31K
Common Stock Direct	11/13/2020	M · Option Exercise	+10.55K	—	—	4.7%	223.31K	233.87K
Common Stock Direct	11/13/2020	F · Tax Withholding	−4.97K	$22.35	$111.10K	2.1%	233.87K	228.89K
Common Stock Direct	11/13/2020	M · Option Exercise	+11.06K	—	—	4.8%	228.89K	239.95K
Common Stock Direct	11/13/2020	F · Tax Withholding	−5.21K	$22.35	$116.42K	2.2%	239.95K	234.74K
Total			+29.64K		-$473.16K

Derivative Transactions4

FY 2021 Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

35.08K shares

Shares

+35.08K

Strike price

Held after

35.08K

Exercisable

—

11/12/2020

FY 2021 Stock Appreciation Rights

Direct

A · Award

Converts to

Common Stock

149.12K shares

Shares

+149.12K

Strike price

21.6

Held after

149.12K

Exercisable

—

11/12/2020

FY 2018 Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

10.55K shares

Shares

−10.55K

Strike price

Held after

0.00

Exercisable

—

11/13/2020

FY 2020 Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

11.06K shares

Shares

−11.06K

Strike price

Held after

22.12K

Exercisable

—

11/13/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
FY 2021 Restricted Stock Units Direct	Common Stock35.08K shares	11/12/2020	A · Award	+35.08K		—	35.08K
FY 2021 Stock Appreciation Rights Direct	Common Stock149.12K shares	11/12/2020	A · Award	+149.12K	21.6	—	149.12K
FY 2018 Restricted Stock Units Direct	Common Stock10.55K shares	11/13/2020	M · Option Exercise	−10.55K		—	0.00
FY 2020 Restricted Stock Units Direct	Common Stock11.06K shares	11/13/2020	M · Option Exercise	−11.06K		—	22.12K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned5.49K

Total

5.49K indirect5.49K

Security Title	Shares Owned	Ownership Type
Common Stock	5.49K	Indirect
Total	5.49K	5.49K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

MITCHELL SAMUEL J — Insider Transaction (Form 4) Filed Nov 16, 2020 | Finecho