MITCHELL NOAH MALONE III (Chief Executive Officer) reported 2 transactions at TRANSATLANTIC PETROLEUM LTD.
Review the transaction codes below to understand the nature of each event.
Filed: 12/31/2019ACC: 0001209191-19-062310
DirectorOfficer10% Owner· Chief Executive Officer
Since Nov 2018
+2.81M
Net shares
Net buyer
$1.15M
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
2.81M acquired
Non-Derivative Transactions2
Common Shares
Indirect
Shares
+2.61M
Price / share
$0.41
Trade value
$1.06M
% of position
20.3%
12/31/2019
12.83M→15.44M
Common Shares
Indirect
Shares
+206.19K
Price / share
$0.41
Trade value
$84K
% of position
4.4%
12/31/2019
4.66M→4.87M
Total
Net shares
+2.81M
Net value
$1.15M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Indirect | 12/31/2019 | J · J | +2.61M | $0.41 | $1.06M | 20.3% | 12.83M | 15.44M |
| Common Shares Indirect | 12/31/2019 | J · J | +206.19K | $0.41 | $84K | 4.4% | 4.66M | 4.87M |
| Total | +2.81M | $1.15M | ||||||
Derivative Transactions1
Series A Preferred Shares
Indirect
Converts to
Common Shares
91.51K shares
Shares
+2K
Strike price
Held after
533K
Exercisable
—
12/31/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Preferred Shares Indirect | Common Shares91.51K shares | 12/31/2019 | P · Purchase | +2K | — | 533K |
Non-Derivative Holdings (Post-Transaction)2
Common Shares
IndirectShares owned455.83K
Common Shares
DirectShares owned8.62M
Total
8.62M direct·455.83K indirect9.07M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares | 455.83K | Indirect |
| Common Shares | 8.62M | Direct |
| Total | 9.07M | 8.62M direct·455.83K indirect |
Derivative Holdings (Post-Transaction)1
Series A Preferred Shares
IndirectUnderlying security
Common Shares
Underlying shares
N/A
Shares owned
42K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
42K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series A Preferred Shares Indirect | Common Shares | — | — | N/A | 42K | |
| Total | 0.00 | 42K | ||||