MISHRA UMESH

PrivateCIK: 1802707
Location

GOLETA, CA

MISHRA UMESH (Chief Technology Officer) exercised options at TRANSPHORM, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderMISHRA UMESHCIK 1802707
IssuerTRANSPHORM, INC.CIK 1715768
DirectorOfficer· Chief Technology Officer
Since Feb 2020
-90.47K
Net shares
Net seller
$24.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.50K acquired · 97.97K disposed
Non-Derivative Transactions1

Common Stock

Direct
M · Option Exercise

Shares

+7.50K

Price / share

$3.30

Trade value

$24.75K

% of position

4.1%
7/21/2023
184.42K191.92K
Total

Net shares

+7.50K

Net value

$24.75K

Derivative Transactions1

Subscription Rights (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

7.50K shares

Shares

97.97K

Strike price

3.30

Held after

0.00

Exercisable

7/21/2023
MISHRA UMESH — Insider Transaction (Form 4) Filed Jul 25, 2023 | Finecho