MISHRA UMESH enters TRANSPHORM, INC. with 82.89K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/12/2020ACC: 0001209191-20-018520
DirectorOfficer· Chief Technology Officer
Since Feb 2020
82.89K
Baseline shares
100% direct
82.89K
Direct ownership
1 position
431.27K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned82.89K
Total
82.89K direct82.89K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 82.89K | Direct |
| Total | 82.89K | 82.89K direct |
Derivative Holdings4
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
6.87K
Shares owned
N/A
Exercise price
3.14
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
127.24K
Shares owned
N/A
Exercise price
4.34
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
24.87K
Shares owned
N/A
Exercise price
12.43
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
272.30K
Shares owned
N/A
Exercise price
4.34
Expiration
—
Exercise window
—
Total
Underlying
431.27K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 3.14 | — | — | 6.87K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 4.34 | — | — | 127.24K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 12.43 | — | — | 24.87K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 4.34 | — | — | 272.30K | N/A |
| Total | 431.27K | 0.00 | ||||