MINTZ PAUL exercised options at NUO THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/11/2025ACC: 0001437749-25-037591
-9.09K
Net shares
Net seller
$20.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
50K acquired · 59.09K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+50K
Price / share
$0.40
Trade value
$20K
% of position
74.2%
12/9/2025
67.39K→117.39K
Common Stock
Direct
Shares
−9.09K
Price / share
$2.20
Trade value
$20K
% of position
7.7%
12/9/2025
117.39K→108.29K
Total
Net shares
+40.91K
Net value
-$0.20
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/9/2025 | M · Option Exercise | +50K | $0.40 | $20K | 74.2% | 67.39K | 117.39K |
| Common Stock Direct | 12/9/2025 | F · Tax Withholding | −9.09K | $2.20 | $20K | 7.7% | 117.39K | 108.29K |
| Total | +40.91K | -$0.20 | ||||||
Derivative Transactions1
Option to purchase common stock
Direct
Converts to
Common Stock
50K shares
Shares
−50K
Strike price
0.40
Held after
0.00
Exercisable
—
12/31/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to purchase common stock Direct | Common Stock50K shares | 12/31/2018 | M · Option Exercise | −50K | 0.40 | — | 0.00 |