MINTA-JACOBS ESI (EVP, Prgm Mgmt & HR) reported 1 transaction at ASSETMARK FINANCIAL HOLDINGS, INC.

Review the transaction codes below to understand the nature of each event.

MINTA-JACOBS ESI

Filed: 9/6/2024ACC: 0001591587-24-000083

InsiderMINTA-JACOBS ESICIK 1806039

→

IssuerASSETMARK FINANCIAL HOLDINGS, INC.CIK 1591587

Officer· EVP, Prgm Mgmt & HR

Since Mar 2020

-157.25K

Net shares

Net seller

$2.35M

Total sold

Open market trades

0B · 0S

Total transactions

157.25K disposed

Non-Derivative Transactions1

Common Stock

Direct

D · Disposition

−66.77K

Price / share

$35.25

Trade value

$2.35M

% of position

New position

9/5/2024

66.77K→0.00

Total

Net shares

−66.77K

Net value

-$2.35M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/5/2024	D · Disposition	−66.77K	$35.25	$2.35M	New position	66.77K	0.00
Total			−66.77K		-$2.35M

Derivative Transactions4

Employee Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

12.76K shares

−12.76K

Strike price

Held after

0.00

Exercisable

—

9/5/2024

Stock Appreciation Right

Direct

D · Disposition

Converts to

Common Stock

28.13K shares

−28.13K

Strike price

Held after

0.00

Exercisable

—

9/5/2024

Stock Appreciation Right

Direct

D · Disposition

Converts to

Common Stock

26.32K shares

−26.32K

Strike price

Held after

0.00

Exercisable

—

9/5/2024

Stock Appreciation Right

Direct

D · Disposition

Converts to

Common Stock

23.28K shares

−23.28K

Strike price

Held after

0.00

Exercisable

—

9/5/2024

Security	Converts To	Date	Type	Shares	Exercisable
Employee Stock Option (right to buy) Direct	Common Stock12.76K shares	9/5/2024	D · Disposition	−12.76K	—
Stock Appreciation Right Direct	Common Stock28.13K shares	9/5/2024	D · Disposition	−28.13K	—
Stock Appreciation Right Direct	Common Stock26.32K shares	9/5/2024	D · Disposition	−26.32K	—
Stock Appreciation Right Direct	Common Stock23.28K shares	9/5/2024	D · Disposition	−23.28K	—