MINT CAPITAL ADVISORS LTD enters LM FUNDING AMERICA, INC. with 1.04M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/5/2023ACC: 0000921895-23-002316
10% Owner
Since Oct 2021
1.04M
Baseline shares
100% direct
1.04M
Direct ownership
1 position
1.04M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock par value $0.001 per share ("Common Stock")
DirectShares owned1.04M
Total
1.04M direct1.04M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock par value $0.001 per share ("Common Stock") | 1.04M | Direct |
| Total | 1.04M | 1.04M direct |
Derivative Holdings1
Common Warrant (right to purchase)
DirectUnderlying security
Common Stock
Underlying shares
1.04M
Shares owned
N/A
Exercise price
5.00
Expiration
—
Exercise window
—
Total
Underlying
1.04M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Warrant (right to purchase) Direct | Common Stock | 5.00 | — | — | 1.04M | N/A |
| Total | 1.04M | 0.00 | ||||