MINAMI NAOTAKA (See Remarks) exercised options at NOMURA HOLDINGS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/28/2026ACC: 0001193125-26-183620
Officer· See Remarks
Since Mar 2026
-2.49K
Net shares
Net seller
$19.4K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
4.50K acquired · 6.99K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+503.00
Price / share
—
Trade value
—
% of position
1.9%
4/24/2026
27.07K→27.57K
Common Stock
Direct
Shares
−503.00
Price / share
$8.21
Trade value
$4.13K
% of position
1.8%
4/24/2026
27.57K→27.07K
Common Stock
Direct
Shares
+4K
Price / share
—
Trade value
—
% of position
14.8%
4/27/2026
27.07K→31.07K
Common Stock
Direct
Shares
−1.99K
Price / share
$7.71
Trade value
$15.32K
% of position
6.4%
4/27/2026
31.07K→29.08K
Total
Net shares
+2.01K
Net value
-$19.45K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/24/2026 | M · Option Exercise | +503.00 | — | — | 1.9% | 27.07K | 27.57K |
| Common Stock Direct | 4/24/2026 | D · Disposition | −503.00 | $8.21 | $4.13K | 1.8% | 27.57K | 27.07K |
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +4K | — | — | 14.8% | 27.07K | 31.07K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −1.99K | $7.71 | $15.32K | 6.4% | 31.07K | 29.08K |
| Total | +2.01K | -$19.45K | ||||||
Derivative Transactions2
Notional Stock Units
Direct
Converts to
Common stock
503.00 shares
Shares
−503.00
Strike price
Held after
1K
Exercisable
—
4/24/2026
Restricted Stock Units
Direct
Converts to
Common stock
4K shares
Shares
−4K
Strike price
Held after
2.10K
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Notional Stock Units Direct | Common stock503.00 shares | 4/24/2026 | M · Option Exercise | −503.00 | — | 1K | |
| Restricted Stock Units Direct | Common stock4K shares | 4/27/2026 | M · Option Exercise | −4K | — | 2.10K |