MILLS ROBERT B exercised options at NOS4-1, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/9/2020ACC: 0001104659-20-030892
-45.38K
Net shares
Net seller
$111.7K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
85.93K acquired · 131.31K disposed
Non-Derivative Transactions2
Common Stock, $0.01 par value per share
Direct
Shares
+37.10K
Price / share
$1.30
Trade value
$48.23K
% of position
28.3%
3/5/2020
131.31K→168.42K
Common Stock, $0.01 par value per share
Direct
Shares
+48.83K
Price / share
$1.30
Trade value
$63.48K
% of position
29.0%
3/5/2020
168.42K→217.25K
Total
Net shares
+85.93K
Net value
$111.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/5/2020 | M · Option Exercise | +37.10K | $1.30 | $48.23K | 28.3% | 131.31K | 168.42K |
| Common Stock, $0.01 par value per share Direct | 3/5/2020 | M · Option Exercise | +48.83K | $1.30 | $63.48K | 29.0% | 168.42K | 217.25K |
| Total | +85.93K | $111.71K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
37.10K shares
Shares
−131.31K
Strike price
1.30
Held after
0.00
Exercisable
—
3/5/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Direct | Common Stock37.10K shares | 3/5/2020 | M · Option Exercise | −131.31K | 1.30 | — | 0.00 |