MILLS KEVIN J (Chief Executive Officer) exercised options at SOCKET MOBILE, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

MILLS KEVIN J

Filed: 5/30/2023ACC: 0000944075-23-000037

InsiderMILLS KEVIN JCIK 1192160

→

IssuerSOCKET MOBILE, INC.CIK 944075

DirectorOfficer· Chief Executive Officer

Since Feb 2026

+373.13K

Net shares

Net buyer

$149.8K

Total acquired

Open market trades

0B · 0S

Total transactions

458.13K acquired · 85K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+20K

Price / share

$0.95

Trade value

$19K

% of position

10.9%

5/26/2023

183.67K→203.67K

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$1.89

Trade value

$9.45K

% of position

2.5%

5/26/2023

203.67K→208.67K

Common Stock

Direct

M · Option Exercise

+20K

Price / share

$2.27

Trade value

$45.40K

% of position

9.6%

5/26/2023

208.67K→228.67K

Common Stock

Direct

M · Option Exercise

+40K

Price / share

$1.90

Trade value

$76K

% of position

17.5%

5/26/2023

228.67K→268.67K

Total

Net shares

+85K

Net value

$149.85K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/26/2023	M · Option Exercise	+20K	$0.95	$19K	10.9%	183.67K	203.67K
Common Stock Direct	5/26/2023	M · Option Exercise	+5K	$1.89	$9.45K	2.5%	203.67K	208.67K
Common Stock Direct	5/26/2023	M · Option Exercise	+20K	$2.27	$45.40K	9.6%	208.67K	228.67K
Common Stock Direct	5/26/2023	M · Option Exercise	+40K	$1.90	$76K	17.5%	228.67K	268.67K
Total			+85K		$149.85K

Derivative Transactions5

Subordinated Convertible Note

Direct

P · Purchase

Converts to

Common Stock

373.13K shares

+373.13K

Strike price

1.34

Held after

493K

Exercisable

—

5/26/2023

Common Stock Option

Direct

M · Option Exercise

Converts to

Common

20K shares

−20K

Strike price

0.95

Held after

213.97K

Exercisable

—

5/26/2023

Common Stock Option

Direct

M · Option Exercise

Converts to

Common

5K shares

−5K

Strike price

1.89

Held after

208.97K

Exercisable

—

5/26/2023

Common Stock Option

Direct

M · Option Exercise

Converts to

Common

20K shares

−20K

Strike price

2.27

Held after

188.97K

Exercisable

—

5/26/2023

Common Stock Option

Direct

M · Option Exercise

Converts to

Common

40K shares

−40K

Strike price

1.9

Held after

148.97K

Exercisable

—

5/26/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Subordinated Convertible Note Direct	Common Stock373.13K shares	5/26/2023	P · Purchase	+373.13K	1.34	—	493K
Common Stock Option Direct	Common20K shares	5/26/2023	M · Option Exercise	−20K	0.95	—	213.97K
Common Stock Option Direct	Common5K shares	5/26/2023	M · Option Exercise	−5K	1.89	—	208.97K
Common Stock Option Direct	Common20K shares	5/26/2023	M · Option Exercise	−20K	2.27	—	188.97K
Common Stock Option Direct	Common40K shares	5/26/2023	M · Option Exercise	−40K	1.9	—	148.97K