MILLER PETER K (Chief Executive Officer) exercised options at OPTINOSE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/17/2021ACC: 0001494650-21-000112
DirectorOfficer· Chief Executive Officer
Since Aug 2018
-24.14K
Net shares
Net seller
$67.2K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
79.51K acquired · 103.64K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+79.51K
Price / share
—
Trade value
—
% of position
12.4%
9/15/2021
640.70K→720.21K
Common Stock
Direct
Shares
−21.85K
Price / share
$2.79
Trade value
$60.85K
% of position
3.0%
9/15/2021
720.21K→698.36K
Common Stock
Direct
Shares
−2.29K
Price / share
$2.79
Trade value
$6.37K
% of position
0.3%
9/15/2021
698.36K→696.07K
Total
Net shares
+55.37K
Net value
-$67.22K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2021 | M · Option Exercise | +79.51K | — | — | 12.4% | 640.70K | 720.21K |
| Common Stock Direct | 9/15/2021 | F · Tax Withholding | −21.85K | $2.79 | $60.85K | 3.0% | 720.21K | 698.36K |
| Common Stock Direct | 9/15/2021 | F · Tax Withholding | −2.29K | $2.79 | $6.37K | 0.3% | 698.36K | 696.07K |
| Total | +55.37K | -$67.22K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
79.51K shares
Shares
−79.51K
Strike price
Held after
79.51K
Exercisable
—
9/15/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock79.51K shares | 9/15/2021 | M · Option Exercise | −79.51K | — | 79.51K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned104.41K
Total
104.41K indirect104.41K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 104.41K | Indirect |
| Total | 104.41K | 104.41K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported