MILLER LLOYD I III enters STRAIGHT PATH COMMUNICATIONS INC. with 1.17M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 1/1/2016ACC: 0001209191-16-091410
10% Owner
Since Jan 2016
1.17M
Baseline shares
4% direct
43K
Direct ownership
1 position
800.00
Derivative underlying
1 instrument
18
Security positions
1.13M indirect
Non-Derivative Holdings18
Common Stock
IndirectShares owned598.27K
Common Stock
IndirectShares owned9K
Common Stock
IndirectShares owned4.30K
Common Stock
IndirectShares owned6.90K
Common Stock
DirectShares owned43K
Common Stock
IndirectShares owned33.59K
Common Stock
IndirectShares owned3K
Common Stock
IndirectShares owned6.80K
Common Stock
IndirectShares owned127.15K
Common Stock
IndirectShares owned7.90K
Common Stock
IndirectShares owned8K
Common Stock
IndirectShares owned4K
Common Stock
IndirectShares owned23.99K
Common Stock
IndirectShares owned15K
Common Stock
IndirectShares owned6K
Common Stock
IndirectShares owned16.65K
Common Stock
IndirectShares owned41.90K
Common Stock
IndirectShares owned217.85K
Total
43K direct·1.13M indirect1.17M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 598.27K | Indirect |
| Common Stock | 9K | Indirect |
| Common Stock | 4.30K | Indirect |
| Common Stock | 6.90K | Indirect |
| Common Stock | 43K | Direct |
| Common Stock | 33.59K | Indirect |
| Common Stock | 3K | Indirect |
| Common Stock | 6.80K | Indirect |
| Common Stock | 127.15K | Indirect |
| Common Stock | 7.90K | Indirect |
| Common Stock | 8K | Indirect |
| Common Stock | 4K | Indirect |
| Common Stock | 23.99K | Indirect |
| Common Stock | 15K | Indirect |
| Common Stock | 6K | Indirect |
| Common Stock | 16.65K | Indirect |
| Common Stock | 41.90K | Indirect |
| Common Stock | 217.85K | Indirect |
| Total | 1.17M | 43K direct·1.13M indirect |
Derivative Holdings1
Put Option (obligation to buy)
IndirectUnderlying security
Common Stock
Underlying shares
800.00
Shares owned
N/A
Exercise price
15.00
Expiration
—
Exercise window
—
Total
Underlying
800.00
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Put Option (obligation to buy) Indirect | Common Stock | 15.00 | — | — | 800.00 | N/A |
| Total | 800.00 | 0.00 | ||||