MILLER ABBY (CFO and Treasurer) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/5/2021ACC: 0001209191-21-008361
Officer· CFO and Treasurer
Since Nov 2020
-831.84
Net shares
Net seller
$2.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
831.84 acquired · 1.66K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+831.84
Price / share
—
Trade value
—
% of position
80.8%
1/31/2021
1.03K→1.86K
Common Stock
Direct
Shares
−831.84
Price / share
$3.00
Trade value
$2.50K
% of position
44.7%
1/31/2021
1.86K→1.03K
Total
Net shares
−0.00
Net value
-$2.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2021 | M · Option Exercise | +831.84 | — | — | 80.8% | 1.03K | 1.86K |
| Common Stock Direct | 1/31/2021 | D · Disposition | −831.84 | $3.00 | $2.50K | 44.7% | 1.86K | 1.03K |
| Total | −0.00 | -$2.50K | ||||||
Derivative Transactions1
Phantom Shares
Direct
Converts to
Common Stock
831.84 shares
Shares
−831.84
Strike price
Held after
0.00
Exercisable
—
1/31/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock831.84 shares | 1/31/2021 | M · Option Exercise | −831.84 | — | 0.00 |