MILL ROAD CAPITAL III, L.P. reported 2 transactions at NOODLES & CO
Review the transaction codes below to understand the nature of each event.
Class A Common Stock, $0.01 par value
Shares
+169.20K
Price / share
$5.00
Trade value
$846K
% of position
Class A Common Stock, $0.01 par value
Shares
+7K
Price / share
$5.00
Trade value
$35K
% of position
Net shares
+176.20K
Net value
$881K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.01 par value Direct | 9/18/2023 | X · X | +169.20K | $5.00 | $846K | 8.2% | 2.07M | 2.24M |
| Class A Common Stock, $0.01 par value Direct | 9/19/2023 | X · X | +7K | $5.00 | $35K | 0.3% | 2.24M | 2.25M |
| Total | +176.20K | $881K | ||||||
Put Option (obligation to buy)
Class A Common Stock
169.20K shares
Shares
−1.69K
Strike price
5.00
Held after
249.00
Exercisable
—
Put Option (obligation to buy)
Class A Common Stock
6.90K shares
Shares
−69.00
Strike price
5.00
Held after
180.00
Exercisable
—
Put Option (obligation to buy)
Class A Common Stock
100.00 shares
Shares
−1.00
Strike price
5.00
Held after
19.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Put Option (obligation to buy) Direct | Class A Common Stock169.20K shares | 9/18/2023 | X · X | −1.69K | 5.00 | — | 249.00 |
| Put Option (obligation to buy) Direct | Class A Common Stock6.90K shares | 9/19/2023 | X · X | −69.00 | 5.00 | — | 180.00 |
| Put Option (obligation to buy) Direct | Class A Common Stock100.00 shares | 9/19/2023 | X · X | −1.00 | 5.00 | — | 19.00 |
Class A Common Stock, $0.01 par value
IndirectClass A Common Stock, $0.01 par value
Indirect| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock, $0.01 par value | 51.95K | Indirect |
| Class A Common Stock, $0.01 par value | 4.70M | Indirect |
| Total | 4.75M | 4.75M indirect |