MILL ROAD CAPITAL III, L.P.

PrivateCIK: 1767199
Location

GREENWICH, CT

MILL ROAD CAPITAL III, L.P. reported 3 transactions at NOODLES & CO

Review the transaction codes below to understand the nature of each event.

InsiderMILL ROAD CAPITAL III, L.P.CIK 1767199
IssuerNOODLES & COCIK 1275158
10% Owner
Since Jun 2022
+100.78K
Net shares
Net buyer
$531.8K
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
101.80K acquired · 1.02K disposed
Non-Derivative Transactions3

Class A Common Stock, $0.01 par value

Direct
X · X

Shares

+32.60K

Price / share

$5.00

Trade value

$163K

% of position

2.0%
8/30/2023
1.65M1.68M

Class A Common Stock, $0.01 par value

Direct
X · X

Shares

+9.10K

Price / share

$7.50

Trade value

$68.25K

% of position

0.5%
8/30/2023
1.68M1.69M

Class A Common Stock, $0.01 par value

Direct
X · X

Shares

+60.10K

Price / share

$5.00

Trade value

$300.50K

% of position

3.5%
8/31/2023
1.69M1.75M
Total

Net shares

+101.80K

Net value

$531.75K

Derivative Transactions4

Put Option (obligation to buy)

Direct
X · X
Converts to

Class A Common Stock

1K shares

Shares

10.00

Strike price

5.00

Held after

20.00

Exercisable

8/30/2023

Put Option (obligation to buy)

Direct
X · X
Converts to

Class A Common Stock

31.60K shares

Shares

316.00

Strike price

5.00

Held after

3.25K

Exercisable

8/30/2023

Put Option (obligation to buy)

Direct
X · X
Converts to

Class A Common Stock

9.10K shares

Shares

91.00

Strike price

7.50

Held after

2.46K

Exercisable

8/30/2023

Put Option (obligation to buy)

Direct
X · X
Converts to

Class A Common Stock

60.10K shares

Shares

601.00

Strike price

5.00

Held after

2.65K

Exercisable

8/31/2023
Non-Derivative Holdings (Post-Transaction)2

Class A Common Stock, $0.01 par value

Indirect
Shares owned51.95K

Class A Common Stock, $0.01 par value

Indirect
Shares owned4.70M
Total
4.75M indirect4.75M
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
MILL ROAD CAPITAL III, L.P. — Insider Transaction (Form 4) Filed Sep 1, 2023 | Finecho