MILL ROAD CAPITAL III, L.P.

PrivateCIK: 1767199
Location

GREENWICH, CT

MILL ROAD CAPITAL III, L.P. reported 3 transactions at NOODLES & CO

Review the transaction codes below to understand the nature of each event.

InsiderMILL ROAD CAPITAL III, L.P.CIK 1767199
IssuerNOODLES & COCIK 1275158
10% Owner
Since Jun 2022
+172.43K
Net shares
Net buyer
$804.0K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
173.87K acquired · 1.44K disposed
Non-Derivative Transactions3

Class A Common Stock, $0.01 par value

Direct
X · X

Shares

+142.10K

Price / share

$5.00

Trade value

$710.50K

% of position

9.4%
8/28/2023
1.51M1.65M

Class A Common Stock, $0.01 par value

Indirect
J · J

Shares

+29.57K

Price / share

$2.79

Trade value

$82.50K

% of position

132.1%
8/28/2023
22.39K51.95K

Class A Common Stock, $0.01 par value

Direct
X · X

Shares

+2.20K

Price / share

$5.00

Trade value

$11K

% of position

0.1%
8/29/2023
1.65M1.65M
Total

Net shares

+173.87K

Net value

$804K

Derivative Transactions3

Put Option (obligation to buy)

Direct
X · X
Converts to

Class A Common Stock

13.10K shares

Shares

131.00

Strike price

5.00

Held after

30.00

Exercisable

8/28/2023

Put Option (obligation to buy)

Direct
X · X
Converts to

Class A Common Stock

129K shares

Shares

1.29K

Strike price

5.00

Held after

3.59K

Exercisable

8/28/2023

Put Option (obligation to buy)

Direct
X · X
Converts to

Class A Common Stock

2.20K shares

Shares

22.00

Strike price

5.00

Held after

3.57K

Exercisable

8/29/2023
Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock, $0.01 par value

Indirect
Shares owned4.70M
Total
4.70M indirect4.70M
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
MILL ROAD CAPITAL III, L.P. — Insider Transaction (Form 4) Filed Aug 30, 2023 | Finecho