MIKETO JOSEPH (Sr. VP Operations) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

MIKETO JOSEPH

Filed: 5/13/2022ACC: 0001209191-22-028833

InsiderMIKETO JOSEPHCIK 1801188

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· Sr. VP Operations

Since Jan 2020

-208.00

Net shares

Net seller

$5.6K

Total sold

Open market trades

0B · 0S

Total transactions

482.00 acquired · 690.00 disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+211.00

Price / share

—

Trade value

—

% of position

2.9%

5/11/2022

7.29K→7.50K

Common Stock

Direct

F · Tax Withholding

−91.00

Price / share

$27.11

Trade value

$2.47K

% of position

1.2%

5/11/2022

7.50K→7.41K

Common Stock

Direct

M · Option Exercise

+271.00

Price / share

—

Trade value

—

% of position

3.7%

5/12/2022

7.41K→7.68K

Common Stock

Direct

F · Tax Withholding

−117.00

Price / share

$26.70

Trade value

$3.12K

% of position

1.5%

5/12/2022

7.68K→7.57K

Total

Net shares

+274.00

Net value

-$5.59K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/11/2022	M · Option Exercise	+211.00	—	—	2.9%	7.29K	7.50K
Common Stock Direct	5/11/2022	F · Tax Withholding	−91.00	$27.11	$2.47K	1.2%	7.50K	7.41K
Common Stock Direct	5/12/2022	M · Option Exercise	+271.00	—	—	3.7%	7.41K	7.68K
Common Stock Direct	5/12/2022	F · Tax Withholding	−117.00	$26.70	$3.12K	1.5%	7.68K	7.57K
Total			+274.00		-$5.59K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

211.00 shares

−211.00

Strike price

Held after

2.56K

Exercisable

—

5/11/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

271.00 shares

−271.00

Strike price

Held after

2.28K

Exercisable

—

5/12/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock211.00 shares	5/11/2022	M · Option Exercise	−211.00		—	2.56K
Restricted Stock Units Direct	Common Stock271.00 shares	5/12/2022	M · Option Exercise	−271.00		—	2.28K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Employee Stock Option (Rt. To Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

14.73K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

14.73K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Rt. To Buy) Direct	Common Stock		—	—	0.00	14.73K
Total					0.00	14.73K