MIHAL SHAWN M. (SVP - Broker-Dealer) reported 1 transaction at WADDELL & REED FINANCIAL INC
Review the transaction codes below to understand the nature of each event.
Filed: 4/30/2021ACC: 0001104659-21-059246
Officer· SVP - Broker-Dealer
Since Dec 2018
-105.30K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
105.30K disposed
Non-Derivative Transactions1
Class A Common
Direct
Shares
−86.58K
Price / share
—
Trade value
—
% of position
New position
4/30/2021
86.58K→0.00
Total
Net shares
−86.58K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 4/30/2021 | D · Disposition | −86.58K | — | — | New position | 86.58K | 0.00 |
| Total | −86.58K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
15.90K shares
Shares
−15.90K
Strike price
Held after
0.00
Exercisable
—
4/30/2021
Restricted Stock Units
Direct
Converts to
Class A Common
2.82K shares
Shares
−2.82K
Strike price
Held after
0.00
Exercisable
—
4/30/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common15.90K shares | 4/30/2021 | D · Disposition | −15.90K | — | 0.00 | |
| Restricted Stock Units Direct | Class A Common2.82K shares | 4/30/2021 | D · Disposition | −2.82K | — | 0.00 |