MIHAL SHAWN M. (SVP - Broker-Dealer) reported 1 transaction at WADDELL & REED FINANCIAL INC
Review the transaction codes below to understand the nature of each event.
Filed: 3/12/2021ACC: 0001052100-21-000027
Officer· SVP - Broker-Dealer
Since Dec 2018
+12.90K
Net shares
Net buyer
$75.1K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
15.90K acquired · 3K disposed
Non-Derivative Transactions1
Class A Common
Direct
Shares
−3K
Price / share
$25.02
Trade value
$75.06K
% of position
3.3%
3/10/2021
89.58K→86.58K
Total
Net shares
−3K
Net value
-$75.06K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 3/10/2021 | F · Tax Withholding | −3K | $25.02 | $75.06K | 3.3% | 89.58K | 86.58K |
| Total | −3K | -$75.06K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common
15.90K shares
Shares
+15.90K
Strike price
Held after
15.90K
Exercisable
—
3/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common15.90K shares | 3/10/2021 | A · Award | +15.90K | — | 15.90K |