MIHAL SHAWN M. (SVP - Broker-Dealer) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/12/2021ACC: 0001052100-21-000019
Officer· SVP - Broker-Dealer
Since Dec 2018
-5.98K
Net shares
Net seller
$149.7K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
4.44K acquired · 10.42K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−1.54K
Price / share
$25.03
Trade value
$38.50K
% of position
1.7%
1/10/2021
91.12K→89.58K
Class A Common
Direct
Shares
+4.44K
Price / share
—
Trade value
—
% of position
5.0%
1/10/2021
89.58K→94.02K
Class A Common
Direct
Shares
−4.44K
Price / share
$25.03
Trade value
$111.16K
% of position
4.7%
1/10/2021
94.02K→89.58K
Total
Net shares
−1.54K
Net value
-$149.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2021 | F · Tax Withholding | −1.54K | $25.03 | $38.50K | 1.7% | 91.12K | 89.58K |
| Class A Common Direct | 1/10/2021 | M · Option Exercise | +4.44K | — | — | 5.0% | 89.58K | 94.02K |
| Class A Common Direct | 1/10/2021 | D · Disposition | −4.44K | $25.03 | $111.16K | 4.7% | 94.02K | 89.58K |
| Total | −1.54K | -$149.65K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.62K shares
Shares
−1.62K
Strike price
Held after
0.00
Exercisable
—
1/10/2021
Restricted Stock Units
Direct
Converts to
Class A Common
2.82K shares
Shares
−2.82K
Strike price
Held after
2.82K
Exercisable
—
1/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.62K shares | 1/10/2021 | M · Option Exercise | −1.62K | — | 0.00 | |
| Restricted Stock Units Direct | Class A Common2.82K shares | 1/10/2021 | M · Option Exercise | −2.82K | — | 2.82K |