MIHAL SHAWN M. (SVP - Broker-Dealer) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/14/2020ACC: 0001052100-20-000018
Officer· SVP - Broker-Dealer
Since Dec 2018
-5.98K
Net shares
Net seller
$99.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
4.44K acquired · 10.42K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−1.54K
Price / share
$16.56
Trade value
$25.47K
% of position
2.7%
1/10/2020
56.52K→54.98K
Class A Common
Direct
Shares
+4.44K
Price / share
—
Trade value
—
% of position
8.1%
1/10/2020
54.98K→59.42K
Class A Common
Direct
Shares
−4.44K
Price / share
$16.56
Trade value
$73.56K
% of position
7.5%
1/10/2020
59.42K→54.98K
Total
Net shares
−1.54K
Net value
-$99.03K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2020 | F · Tax Withholding | −1.54K | $16.56 | $25.47K | 2.7% | 56.52K | 54.98K |
| Class A Common Direct | 1/10/2020 | M · Option Exercise | +4.44K | — | — | 8.1% | 54.98K | 59.42K |
| Class A Common Direct | 1/10/2020 | D · Disposition | −4.44K | $16.56 | $73.56K | 7.5% | 59.42K | 54.98K |
| Total | −1.54K | -$99.03K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.62K shares
Shares
−1.62K
Strike price
Held after
1.62K
Exercisable
—
1/10/2020
Restricted Stock Units
Direct
Converts to
Class A Common
2.82K shares
Shares
−2.82K
Strike price
Held after
5.64K
Exercisable
—
1/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.62K shares | 1/10/2020 | M · Option Exercise | −1.62K | — | 1.62K | |
| Restricted Stock Units Direct | Class A Common2.82K shares | 1/10/2020 | M · Option Exercise | −2.82K | — | 5.64K |