MIHAL SHAWN M. (SVP - Broker-Dealer) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2019ACC: 0001052100-19-000019
Officer· SVP - Broker-Dealer
Since Dec 2018
-5.98K
Net shares
Net seller
$106.3K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
4.44K acquired · 10.43K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−1.54K
Price / share
$17.77
Trade value
$27.35K
% of position
2.5%
1/10/2019
61.46K→59.92K
Class A Common
Direct
Shares
+4.44K
Price / share
—
Trade value
—
% of position
7.4%
1/10/2019
59.92K→64.37K
Class A Common
Direct
Shares
−4.44K
Price / share
$17.77
Trade value
$78.95K
% of position
6.9%
1/10/2019
64.37K→59.92K
Total
Net shares
−1.54K
Net value
-$106.30K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2019 | F · Tax Withholding | −1.54K | $17.77 | $27.35K | 2.5% | 61.46K | 59.92K |
| Class A Common Direct | 1/10/2019 | M · Option Exercise | +4.44K | — | — | 7.4% | 59.92K | 64.37K |
| Class A Common Direct | 1/10/2019 | D · Disposition | −4.44K | $17.77 | $78.95K | 6.9% | 64.37K | 59.92K |
| Total | −1.54K | -$106.30K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.62K shares
Shares
−1.62K
Strike price
Held after
3.25K
Exercisable
—
1/10/2019
Restricted Stock Units
Direct
Converts to
Class A Common
2.82K shares
Shares
−2.82K
Strike price
Held after
8.46K
Exercisable
—
1/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.62K shares | 1/10/2019 | M · Option Exercise | −1.62K | — | 3.25K | |
| Restricted Stock Units Direct | Class A Common2.82K shares | 1/10/2019 | M · Option Exercise | −2.82K | — | 8.46K |