MIHAL SHAWN M. enters WADDELL & REED FINANCIAL INC with 25.51K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/3/2019ACC: 0001052100-19-000001
Officer· SVP - Broker-Dealer
Since Dec 2018
25.51K
Baseline shares
100% direct
25.51K
Direct ownership
1 position
16.14K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common
DirectShares owned25.51K
Total
25.51K direct25.51K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common | 25.51K | Direct |
| Total | 25.51K | 25.51K direct |
Derivative Holdings2
Restricted Stock Units
DirectUnderlying security
Class A Common
Underlying shares
11.28K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Class A Common
Underlying shares
4.87K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
16.14K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common | — | — | 11.28K | N/A | |
| Restricted Stock Units Direct | Class A Common | — | — | 4.87K | N/A | |
| Total | 16.14K | 0.00 | ||||